FLC

Flaherty & Crumrine Total Return Fund
FLC

Overview Fund Activity

25 hedge funds and large institutions have $30.6M invested in Flaherty & Crumrine Total Return Fund in 2017 Q3 according to their latest regulatory filings, with 3 funds opening new positions, 9 increasing their positions, 8 reducing their positions, and 5 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
25
Holders Change
-2
Holders Change %
-7.41%
% of All Funds
0.62%
Holding in Top 10
–
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-100%
% of All Funds
–
New
3
Increased
9
Reduced
8
Closed
5
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Bank of America
Bank of America
North Carolina
$12.7M
2
UBS Group
UBS Group
Switzerland
$757K
3
LCM
Laurion Capital Management
New York
$456K
4
Invesco
Invesco
Georgia
$2.67M
5
NL
NWAM LLC
Washington
$6.58M

Top Sellers

1
Ameriprise
Ameriprise
Minnesota
$218K
2
Cohen & Steers
Cohen & Steers
New York
$513K
3
GC
Guggenheim Capital
Illinois
$0
4
BAM
Bruderman Asset Management
New York
$0
5
Royal Bank of Canada
Royal Bank of Canada
Ontario, Canada
$1.27M
Name Holding Trade Value Shares
Change 		Shares
Change %
GC
26
Guggenheim Capital
Illinois
– -$214K -9,584 Closed
BAM
27
Bruderman Asset Management
New York
– -$145K -6,485 Closed
DADC
28
D.A. Davidson & Co
Montana
– -$32K -1,470 Closed
Creative Planning
29
Creative Planning
Kansas
– -$7K -327 Closed
PCM
30
Penserra Capital Management
California
– -$3K -154 Closed
1
2