DADC
FLC

D.A. Davidson & Co’s Flaherty & Crumrine Total Return Fund FLC Stock Holding History

D.A. Davidson & Co’s Portfolio FLC Stock Details FLC Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2017
Q3 		– Sell
-1,470
Closed -$32K – 1401
2017
Q2 		$32K Hold
1,470
– – ﹤0.01% 1681
2017
Q1 		$31K Hold
1,470
– – ﹤0.01% 1690
2016
Q4 		$29K Buy
1,470
+420
+40% +$8.49K ﹤0.01% 1798
2016
Q3 		$21K Buy
+1,050
New +$22.9K ﹤0.01% 1843

Other funds holding FLC

Bank of America
Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return
NL
NWAM LLC Mercer Island, Washington $2B AUM 34.81% 1-Year Est. Return
Invesco
Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return
LPL Financial
LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return
Royal Bank of Canada
Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return
Wells Fargo
Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return
UBS Group
UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return
GWM
Geneos Wealth Management Englewood, Colorado $4.31B AUM 18.36% 1-Year Est. Return
Cohen & Steers
Cohen & Steers New York $57.6B AUM 8.03% 1-Year Est. Return
LCM
Laurion Capital Management New York $2.29B AUM 75.73% 1-Year Est. Return

D.A. Davidson & Co's FLC Position: Q3 2017 in Review

D.A. Davidson & Co sold out of Flaherty & Crumrine Total Return Fund (FLC) in Q3 2017, closing a stake of 1,470 shares — an estimated $32K sold.

D.A. Davidson & Co first reported a position in FLC in Q3 2016 and held it in 4 quarters. The position peaked at $32K in Q2 2017. 25 funds tracked by Wall St. Rank hold FLC as of Q3 2017.

  • D.A. Davidson & Co reported no remaining Flaherty & Crumrine Total Return Fund position as of Q3 2017 after selling out during the quarter.
  • D.A. Davidson & Co sold 1,470 Flaherty & Crumrine Total Return Fund shares in Q3 2017, an estimated $32K.
  • D.A. Davidson & Co first reported a position in Flaherty & Crumrine Total Return Fund in Q3 2016 and held it in 4 quarters.
  • D.A. Davidson & Co's Flaherty & Crumrine Total Return Fund position peaked at $32K in Q2 2017.
  • 25 funds tracked by Wall St. Rank held Flaherty & Crumrine Total Return Fund as of Q3 2017.

Based on D.A. Davidson & Co's 13F filing for Q3 2017, filed 8 Nov 2017.