Penserra Capital Management’s Flaherty & Crumrine Total Return Fund FLC Stock Holding History

Penserra Capital Management’s Portfolio FLC Stock Details FLC Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2017 Q3	–	Sell	-154	Closed	-$3K	–	549
2017 Q2	$3K	Buy	154 +14	+10%	+$305	﹤0.01%	495
2017 Q1	$2K	Sell	140 -17	-11%	-$349	﹤0.01%	535
2016 Q4	$3K	Buy	157 +17	+12%	+$344	﹤0.01%	882
2016 Q3	$2K	Buy	140 +34	+32%	+$742	﹤0.01%	933
2016 Q2	$2K	Hold	106	–	–	﹤0.01%	948
2016 Q1	$2	Buy	+106	New	+$2.1K	﹤0.01%	935

Other funds holding FLC

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

NWAM LLC Mercer Island, Washington $2B AUM 34.81% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

GWM

Geneos Wealth Management Englewood, Colorado $4.31B AUM 18.36% 1-Year Est. Return

Cohen & Steers New York $57.6B AUM 8.03% 1-Year Est. Return

LCM

Laurion Capital Management New York $2.29B AUM 75.73% 1-Year Est. Return

Penserra Capital Management's FLC Position: Q3 2017 in Review

Penserra Capital Management sold out of Flaherty & Crumrine Total Return Fund (FLC) in Q3 2017, closing a stake of 154 shares — an estimated $3K sold.

Penserra Capital Management first reported a position in FLC in Q1 2016 and held it in 6 quarters. The position peaked at $3K in Q2 2017. 25 funds tracked by Wall St. Rank hold FLC as of Q3 2017.

Penserra Capital Management reported no remaining Flaherty & Crumrine Total Return Fund position as of Q3 2017 after selling out during the quarter.
Penserra Capital Management sold 154 Flaherty & Crumrine Total Return Fund shares in Q3 2017, an estimated $3K.
Penserra Capital Management first reported a position in Flaherty & Crumrine Total Return Fund in Q1 2016 and held it in 6 quarters.
Penserra Capital Management's Flaherty & Crumrine Total Return Fund position peaked at $3K in Q2 2017.
25 funds tracked by Wall St. Rank held Flaherty & Crumrine Total Return Fund as of Q3 2017.

Based on Penserra Capital Management's 13F filing for Q3 2017, filed 26 Oct 2017.