FLC

Flaherty & Crumrine Total Return Fund
FLC

Overview Fund Activity

30 hedge funds and large institutions have $22.1M invested in Flaherty & Crumrine Total Return Fund in 2016 Q3 according to their latest regulatory filings, with 4 funds opening new positions, 7 increasing their positions, 12 reducing their positions, and 2 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
30
Holders Change
+2
Holders Change %
+7.14%
% of All Funds
0.8%
Holding in Top 10
–
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-100%
% of All Funds
–
New
4
Increased
7
Reduced
12
Closed
2
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Bank of America
Bank of America
North Carolina
$7.37M
2
Royal Bank of Canada
Royal Bank of Canada
Ontario, Canada
$1.33M
3
TC
TFS Capital
Pennsylvania
$209K
4
UBS Group
UBS Group
Switzerland
$297K
5
BAM
Bruderman Asset Management
New York
$36K

Top Sellers

1
NL
NWAM LLC
Washington
$0
2
Invesco
Invesco
Georgia
$2.3M
3
Cohen & Steers
Cohen & Steers
New York
$1.42M
4
GC
Guggenheim Capital
Illinois
$866K
5
Ameriprise
Ameriprise
Minnesota
$1.05M
Name Holding Trade Value Shares
Change 		Shares
Change %
IA
26
IFP Advisors
Florida
$15K – – –
Creative Planning
27
Creative Planning
Kansas
$14K – – –
Fifth Third Bancorp
28
Fifth Third Bancorp
Ohio
$8K – – –
PCM
29
Penserra Capital Management
California
$2K +$486 +34 +32%
NL
30
NWAM LLC
Washington
– -$6.57M -299,905 Closed
Northwestern Mutual Wealth Management
31
Northwestern Mutual Wealth Management
Wisconsin
– -$96K -4,375 Closed
1
2