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First Trust Large Cap Core AlphaDEX Fund

Name Holding Trade Value Shares
Change
Change in
Stake
SFWA
101
Summit Financial Wealth Advisors
Louisiana
$239K -$2.19M -40,737 -90%
AIM
102
Advantage Investment Management
Iowa
$221K +$24.6K +457 +13%
Northern Trust
103
Northern Trust
Illinois
$206K +$202K +3,749 New
PMFA
104
Plante Moran Financial Advisors
Michigan
$197K
BF
105
BOK Financial
Oklahoma
$158K +$155K +2,890 New
ACM
106
Aviance Capital Management
Florida
$155K -$170K -3,161 -53%
FANJ
107
Financial Architects (New Jersey)
New Jersey
$149K +$54 +1 +0%
WEC
108
Winslow Evans & Crocker
Massachusetts
$111K -$279K -5,180 -72%
RFWA
109
RPg Family Wealth Advisory
Massachusetts
$105K +$10.2K +190 +11%
NFG
110
Next Financial Group
Texas
$98K
TWA
111
TCI Wealth Advisors
Arizona
$37K
WAP
112
Wealthcare Advisory Partners
Pennsylvania
$37K
AIS
113
Accurate Investment Solutions
Pennsylvania
$22K +$54 +1 +0.2%
JFGIW
114
Johnson Financial Group Inc (Wisconsin)
Wisconsin
$19K +$18.7K +347 New
BWL
115
Bogart Wealth LLC
Virginia
$7K +$6.99K +130 New
Northwestern Mutual Wealth Management
116
Northwestern Mutual Wealth Management
Wisconsin
$7K +$7.1K +132 New
AA
117
AlphaMark Advisors
Kentucky
$6K -$15.6K -290 -73%
SEI Investments
118
SEI Investments
Pennsylvania
$4K -$51.3K -953 -94%
HDIM
119
Hanson & Doremus Investment Management
Vermont
$4K
CFA
120
Carroll Financial Associates
North Carolina
$3K
IWMA
121
Ironwood Wealth Management (Arizona)
Arizona
$2K +$1.61K +30 New
MA
122
MCF Advisors
Kentucky
$1K
SS
123
Simplicity Solutions
Minnesota
-$3.75M -70,530 Closed
Jane Street
124
Jane Street
New York
-$1.21M -22,795 Closed
HB
125
Homrich & Berg
Georgia
-$976K -18,363 Closed