Northern Trust’s First Trust Large Cap Core AlphaDEX Fund FEX Stock Holding History

Northern Trust’s Portfolio FEX Stock Details FEX Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2020 Q1	–	Sell	-3,749	Closed	-$245K	–	4231
2019 Q4	$245K	Hold	3,749	–	–	﹤0.01%	3731
2019 Q3	$228K	Hold	3,749	–	–	﹤0.01%	3726
2019 Q2	$230K	Hold	3,749	–	–	﹤0.01%	3783
2019 Q1	$223K	Sell	3,749 -1,522	-29%	-$87.4K	﹤0.01%	3751
2018 Q4	$275K	Buy	5,271 +1,522	+41%	+$86.6K	﹤0.01%	3702
2018 Q3	$234K	Hold	3,749	–	–	﹤0.01%	3825
2018 Q2	$222K	Hold	3,749	–	–	﹤0.01%	3826
2018 Q1	$219K	Sell	3,749 -2,122	-36%	-$127K	﹤0.01%	3804
2017 Q4	$343K	Buy	5,871 +2,122	+57%	+$121K	﹤0.01%	3646
2017 Q3	$206K	Buy	+3,749	New	+$202K	﹤0.01%	3793

Other funds holding FEX

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

RJA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

Janney Montgomery Scott Philadelphia, Pennsylvania $40.4B AUM 21.2% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Osaic Holdings Scottsdale, Arizona $68.3B AUM 20.5% 1-Year Est. Return

Baird Financial Group Milwaukee, Wisconsin $64B AUM 22.64% 1-Year Est. Return

Truist Financial Charlotte, North Carolina $74.2B AUM 21.09% 1-Year Est. Return

Northern Trust's FEX Position: Q1 2020 in Review

Northern Trust sold out of First Trust Large Cap Core AlphaDEX Fund (FEX) in Q1 2020, closing a stake of 3,749 shares — an estimated $245K sold.

Northern Trust first reported a position in FEX in Q3 2017 and held it in 10 quarters. The position peaked at $343K in Q4 2017. 136 funds tracked by Wall St. Rank hold FEX as of Q1 2020.

Northern Trust reported no remaining First Trust Large Cap Core AlphaDEX Fund position as of Q1 2020 after selling out during the quarter.
Northern Trust sold 3,749 First Trust Large Cap Core AlphaDEX Fund shares in Q1 2020, an estimated $245K.
Northern Trust first reported a position in First Trust Large Cap Core AlphaDEX Fund in Q3 2017 and held it in 10 quarters.
Northern Trust's First Trust Large Cap Core AlphaDEX Fund position peaked at $343K in Q4 2017.
136 funds tracked by Wall St. Rank held First Trust Large Cap Core AlphaDEX Fund as of Q1 2020.

Based on Northern Trust's 13F filing for Q1 2020, filed 14 May 2020.