BOK Financial’s First Trust Large Cap Core AlphaDEX Fund FEX Stock Holding History

BOK Financial’s Portfolio FEX Stock Details FEX Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2017 Q4	–	Sell	-2,890	Closed	-$158K	–	967
2017 Q3	$158K	Buy	+2,890	New	+$155K	﹤0.01%	900
2017 Q2	–	Sell	-11,490	Closed	-$593K	–	902
2017 Q1	$593K	Sell	11,490 -132	-1%	-$6.71K	0.02%	618
2016 Q4	$567K	Buy	11,622 +327	+3%	+$15.5K	0.02%	603
2016 Q3	$528K	Sell	11,295 -645	-5%	-$30.1K	0.02%	628
2016 Q2	$538K	Sell	11,940 -1,315	-10%	-$58.6K	0.02%	577
2016 Q1	$592K	Hold	13,255	–	–	0.02%	534
2015 Q4	$574K	Hold	13,255	–	–	0.02%	544
2015 Q3	$554K	Buy	+13,255	New	+$590K	0.02%	549

Other funds holding FEX

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Advisor Group Phoenix, Arizona $14.5B AUM 24.86% 1-Year Est. Return

RJA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

MML Investors Services Springfield, Massachusetts $36.1B AUM 19.68% 1-Year Est. Return

RJFSA

Raymond James Financial Services Advisors St. Petersburg, Florida $75.1B AUM 31.89% 1-Year Est. Return

Envestnet Asset Management Chicago, Illinois $374B AUM 17.66% 1-Year Est. Return

BOK Financial's FEX Position: Q4 2017 in Review

BOK Financial sold out of First Trust Large Cap Core AlphaDEX Fund (FEX) in Q4 2017, closing a stake of 2,890 shares — an estimated $158K sold.

BOK Financial first reported a position in FEX in Q3 2015 and held it in 8 quarters. The position peaked at $593K in Q1 2017. 145 funds tracked by Wall St. Rank hold FEX as of Q4 2017.

BOK Financial reported no remaining First Trust Large Cap Core AlphaDEX Fund position as of Q4 2017 after selling out during the quarter.
BOK Financial sold 2,890 First Trust Large Cap Core AlphaDEX Fund shares in Q4 2017, an estimated $158K.
BOK Financial first reported a position in First Trust Large Cap Core AlphaDEX Fund in Q3 2015 and held it in 8 quarters.
BOK Financial's First Trust Large Cap Core AlphaDEX Fund position peaked at $593K in Q1 2017.
145 funds tracked by Wall St. Rank held First Trust Large Cap Core AlphaDEX Fund as of Q4 2017.

Based on BOK Financial's 13F filing for Q4 2017, filed 14 Feb 2018.