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First Trust Large Cap Core AlphaDEX Fund

Name Holding Trade Value Shares
Change
Change in
Stake
RIA
51
Regal Investment Advisors
Michigan
$419K +$15.7K +368 +4%
PGFC
52
Peapack-Gladstone Financial Corp
New Jersey
$355K
NES
53
New England Securities
New York
$303K +$277K +6,480 +1,800%
BRWM
54
B. Riley Wealth Management
Tennessee
$299K -$16.8K -393 -5%
Deutsche Bank
55
Deutsche Bank
Germany
$267K +$258K +6,028 New
RJT
56
Raymond James Trust
Florida
$245K +$236K +5,529 New
NFG
57
Next Financial Group
Texas
$243K +$240K +5,618 New
CAN
58
Cetera Advisor Networks
California
$240K +$232K +5,422 New
KFS
59
KMS Financial Services
Washington
$228K +$220K +5,150 New
MCC
60
Mid Continent Capital
Illinois
$204K +$197K +4,610 New
Creative Planning
61
Creative Planning
Kansas
$178K
WEC
62
Winslow Evans & Crocker
Massachusetts
$95.3K +$2.56K +60 +3%
Fifth Third Bancorp
63
Fifth Third Bancorp
Ohio
$68K +$65.8K +1,540 New
BFEC
64
Benjamin F. Edwards & Company
Missouri
$64K +$62K +1,450 New
PNC Financial Services Group
65
PNC Financial Services Group
Pennsylvania
$50K +$34.2K +800 +252%
BRWA
66
B. Riley Wealth Advisors
Florida
$30.2K +$29.1K +682 New
SGC
67
South Georgia Capital
Illinois
$29K
PAS
68
Partnervest Advisory Services
California
$26K
FBT
69
Founders Bank & Trust
Michigan
$13K
AFS
70
Aft Forsyth & Sober
Florida
$12K
MAS
71
Madden Advisory Services
Florida
$12K
Susquehanna International Group
72
Susquehanna International Group
Pennsylvania
-$1.41M -33,353 Closed
TH
73
Timber Hill
Connecticut
-$497K -11,788 Closed
SAM
74
Shamrock Asset Management
Texas
-$98K -2,320 Closed
TRCT
75
Tower Research Capital (TRC)
New York
-$3K -70 Closed