Mid Continent Capital’s First Trust Large Cap Core AlphaDEX Fund FEX Stock Holding History

Mid Continent Capital’s Portfolio FEX Stock Details FEX Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2015 Q3	$1.4M	Sell	33,365 -10,495	-24%	-$467K	0.09%	132
2015 Q2	$2.01M	Sell	43,860 -475	-1%	-$22.3K	0.11%	132
2015 Q1	$2.06M	Buy	44,335 +5,775	+15%	+$266K	0.11%	133
2014 Q4	$1.76M	Buy	38,560 +27,750	+257%	+$1.23M	0.1%	138
2014 Q3	$470K	Buy	10,810 +6,200	+134%	+$274K	0.03%	228
2014 Q2	$204K	Buy	+4,610	New	+$197K	0.01%	301

Other funds holding FEX

Wells Fargo San Francisco, California $617B AUM 30.33% 1-Year Est. Return

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

LPL Financial San Diego, California $445B AUM 25.58% 1-Year Est. Return

AIM

Astor Investment Management Chicago, Illinois $185M AUM 8.46% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.55T AUM 33.47% 1-Year Est. Return

UBS Group Zurich, Switzerland $786B AUM 40.34% 1-Year Est. Return

AGA

Accuvest Global Advisors Provo, Utah $116M AUM 2.72% 1-Year Est. Return

ACM

Aviance Capital Management Sarasota, Florida $668M AUM 6.48% 1-Year Est. Return

RJFSA

Raymond James Financial Services Advisors St. Petersburg, Florida $75.1B AUM 31.89% 1-Year Est. Return

Cambridge Investment Research Advisors Fairfield, Iowa $44.6B AUM 28.94% 1-Year Est. Return

Mid Continent Capital's FEX Position: Q3 2015 in Review

Mid Continent Capital reduced its First Trust Large Cap Core AlphaDEX Fund (FEX) stake by 24% in Q3 2015, selling an estimated $467K and leaving 33,365 shares worth $1.4M. The position accounts for 0.09% of the portfolio, ranked #132.

Mid Continent Capital first reported a position in FEX in Q2 2014 and has held it in 6 quarters since. The position peaked at $2.06M in Q1 2015. 103 funds tracked by Wall St. Rank hold FEX as of Q3 2015.

Mid Continent Capital held 33,365 shares of First Trust Large Cap Core AlphaDEX Fund worth $1.4M as of Q3 2015.
Mid Continent Capital sold 10,495 First Trust Large Cap Core AlphaDEX Fund shares in Q3 2015, an estimated $467K.
First Trust Large Cap Core AlphaDEX Fund made up 0.09% of Mid Continent Capital's portfolio in Q3 2015, its #132 holding.
Mid Continent Capital first reported a position in First Trust Large Cap Core AlphaDEX Fund in Q2 2014 and has held it in 6 quarters since.
Mid Continent Capital's First Trust Large Cap Core AlphaDEX Fund position peaked at $2.06M in Q1 2015.
103 funds tracked by Wall St. Rank held First Trust Large Cap Core AlphaDEX Fund as of Q3 2015.

Based on Mid Continent Capital's 13F filing for Q3 2015, filed 22 Oct 2015.