B. Riley Wealth Advisors’s First Trust Large Cap Core AlphaDEX Fund FEX Stock Holding History

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Shares Change %	Capital Flow	Portfolio Weight	Portfolio Position
2015 Q1	–	Sell	-25	Closed	-$1	–	1048
2014 Q4	$1	Buy	+25	New	+$1	﹤0.01%	3533
2014 Q3	–	Sell	-682	Closed	-$30.2K	–	1072
2014 Q2	$30.2K	Buy	+682	New	+$30.2K	0.01%	1265