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First Trust Large Cap Core AlphaDEX Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Thrivent Financial for Lutherans
26
Thrivent Financial for Lutherans
Minnesota
$6.42M -$141K -3,006 -2%
Citigroup
27
Citigroup
New York
$5.97M -$533K -11,341 -8%
CA
28
Cetera Advisors
Colorado
$5.86M +$300K +6,382 +5%
Commonwealth Equity Services
29
Commonwealth Equity Services
Massachusetts
$5.83M +$352K +7,500 +6%
AIG
30
American International Group
New York
$5.74M -$3.8M -80,960 -39%
OC
31
Oppenheimer & Co
New York
$3.57M +$206K +4,380 +6%
JP Morgan Chase
32
JP Morgan Chase
New York
$3.46M -$439K -9,347 -11%
LTFS
33
Ladenburg Thalmann Financial Services
Florida
$3.39M +$353K +7,516 +11%
Goldman Sachs
34
Goldman Sachs
New York
$3.09M -$6.44M -137,128 -67%
IH
35
IFC Holdings
Florida
$2.98M -$135K -2,868 -4%
LPT
36
Legacy Private Trust
Wisconsin
$2.91M -$671K -14,281 -18%
DADC
37
D.A. Davidson & Co
Montana
$2.87M -$1.23M -26,133 -29%
SFWA
38
Summit Financial Wealth Advisors
Louisiana
$2.67M +$2.15M +45,850 +366%
MFS
39
MSI Financial Services
Massachusetts
$2.2M -$427K -9,098 -16%
BAAM
40
Baker Avenue Asset Management
California
$2.12M -$887K -18,889 -29%
ACM
41
Argentus Capital Management
Texas
$2.03M +$321K +6,838 +18%
MCC
42
Mid Continent Capital
Illinois
$2.01M -$22.3K -475 -1%
PNC Financial Services Group
43
PNC Financial Services Group
Pennsylvania
$1.99M +$160K +3,414 +9%
MAA
44
Managed Account Advisors
New Jersey
$1.78M -$525K -11,176 -22%
CAN
45
Cetera Advisor Networks
California
$1.66M
LIA
46
LBMC Investment Advisors
Tennessee
$1.61M
WA
47
WFG Advisors
Texas
$1.58M +$275K +5,850 +20%
US Bancorp
48
US Bancorp
Minnesota
$1.29M +$77.2K +1,643 +6%
RPG
49
Risk Paradigm Group
Texas
$1.26M +$369K +7,864 +40%
KA
50
Kovack Advisors
Florida
$1.21M +$84.2K +1,792 +7%