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First Trust Emerging Markets Small Cap AlphaDEX Fund
FEMS

Overview Fund Activity

46 hedge funds and large institutions have $56.8M invested in First Trust Emerging Markets Small Cap AlphaDEX Fund in 2019 Q4 according to their latest regulatory filings, with 7 funds opening new positions, 18 increasing their positions, 15 reducing their positions, and 11 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
46
Holders Change
-5
Holders Change %
-9.8%
% of All Funds
0.91%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
7
Increased
18
Reduced
15
Closed
11
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Royal Bank of Canada
Royal Bank of Canada
Ontario, Canada
+$2.35M
2
IAA
Independent Advisor Alliance
North Carolina
+$1.63M
3
Bank of America
Bank of America
North Carolina
+$1.26M
4
Jane Street
Jane Street
New York
+$974K
5
Morgan Stanley
Morgan Stanley
New York
+$380K

Top Sellers

1
Citadel Advisors
Citadel Advisors
Florida
-$6.53M
2
Susquehanna International Group
Susquehanna International Group
Pennsylvania
-$2.79M
3
Stifel Financial
Stifel Financial
Missouri
-$1.42M
4
Wells Fargo
Wells Fargo
California
-$1.23M
5
MML Investors Services
MML Investors Services
Massachusetts
-$625K
Name Holding Trade Value Shares
Change 		Shares
Change %
MRCM
26
M&R Capital Management
New Jersey
$290K – – –
3AM
27
3D Asset Management
Connecticut
$280K – – –
Truist Financial
28
Truist Financial
North Carolina
$256K +$256K +6,475 New
QCIG
29
Quad-Cities Investment Group
Iowa
$236K +$174K +4,375 +279%
LTFS
30
Ladenburg Thalmann Financial Services
Florida
$234K +$8.16K +210 +4%
CIAS
31
Capital Investment Advisory Services
North Carolina
$156K +$39.5K +1,000 +34%
GRP
32
Global Retirement Partners
California
$62K – – –
AIP
33
Ameritas Investment Partners
Nebraska
$28K – – –
CFGS
34
Concourse Financial Group Securities
Alabama
$27K +$12.1K +310 +82%
ASN
35
Advisory Services Network
Georgia
$25K +$907 +23 +4%
APA
36
American Portfolios Advisors
New York
$21.2K – – –
AWA
37
Arkadios Wealth Advisors
Georgia
$20.8K +$20.8K +550 New
SPIA
38
Steward Partners Investment Advisory
New York
$19K +$19K +500 New
IA
39
IFP Advisors
Florida
$10K -$37.4K -996 -79%
TRCT
40
Tower Research Capital (TRC)
New York
$8K -$56.7K -1,417 -88%
VFA
41
Valeo Financial Advisors
Indiana
$7K +$124 +3 +2%
PNC Financial Services Group
42
PNC Financial Services Group
Pennsylvania
$4K +$44 +1 +1%
Northwestern Mutual Wealth Management
43
Northwestern Mutual Wealth Management
Wisconsin
$3K -$52.1K -1,182 -95%
CAL
44
Capital Analysts LLC
Pennsylvania
$2K – – –
LFG
45
Larson Financial Group
Missouri
$2K +$2K +57 New
Citadel Advisors
46
Citadel Advisors
Florida
– -$6.53M -190,505 Closed
Stifel Financial
47
Stifel Financial
Missouri
– -$1.42M -42,132 Closed
Envestnet Asset Management
48
Envestnet Asset Management
Illinois
– -$507K -14,875 Closed
FTUS
49
Flow Traders U.S.
New York
– -$430K -12,567 Closed
SWM
50
Sequoia Wealth Management
Illinois
– -$386K -11,268 Closed
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