First Trust Emerging Markets Small Cap AlphaDEX Fund
FEMS
28 hedge funds and large institutions have $54.1M invested in First Trust Emerging Markets Small Cap AlphaDEX Fund in 2014 Q3 according to their latest regulatory filings, with 5 funds opening new positions, 15 increasing their positions, 6 reducing their positions, and 1 closing their positions.
400% more first-time investments, than exits
New positions opened: 5 | Existing positions closed: 1
150% more repeat investments, than reductions
Existing positions increased: 15 | Existing positions reduced: 6
17% more funds holding
Funds holding: 24 → 28 (+4)
8.9% more ownership
Funds ownership: 58.97% → 67.86% (+8.9%)
1% less capital invested
Capital invested by funds: $54.7M → $54.1M (-$511K)
Top Buyers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
First Trust Advisors
Wheaton,
Illinois
|
+$5.98M |
| 2 |
AP
Atwood & Palmer
Kansas City,
Missouri
|
+$1.81M |
| 3 |
LPL Financial
San Diego,
California
|
+$1.39M |
| 4 |
Bank of America
Charlotte,
North Carolina
|
+$939K |
| 5 |
JP Morgan Chase
New York
|
+$789K |
Top Sellers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
Susquehanna International Group
Bala Cynwyd,
Pennsylvania
|
-$10.1M |
| 2 |
Jane Street
New York
|
-$858K |
| 3 |
VKH
Virtu KCG Holdings
New York
|
-$683K |
| 4 |
Royal Bank of Canada
Toronto,
Ontario, Canada
|
-$56.2K |
| 5 |
Morgan Stanley
New York
|
-$24.8K |
| Name | Holding | Trade Value |
Shares Change |
Change in Stake |
|
|---|---|---|---|---|---|
|
PTC
26
Private Trust Company
Cleveland,
Ohio
| $12K | +$13K | +340 | New |
|
27
Wells Fargo
San Francisco,
California
| $10K | – | – | – |
|
|
DADC
28
D.A. Davidson & Co
Great Falls,
Montana
| $5K | +$5.73K | +150 | New |
|
29
Creative Planning
Overland Park,
Kansas
| – | -$16K | -440 | Closed |
|
FEMS Hedge Fund Activity: Q3 2014 in Review
28 of the 3,446 institutional investors tracked by Wall St. Rank reported a position in First Trust Emerging Markets Small Cap AlphaDEX Fund (FEMS) for Q3 2014, worth a combined $54.1M — down 0.94% from $54.7M a quarter earlier.
Buyers outnumbered sellers: 5 funds opened new FEMS positions and 1 closed out — a net gain of 4 holders — while 15 added to existing stakes and 6 trimmed.
The largest buyer was First Trust Advisors, opening a new position worth an estimated $5.98M. The largest seller was Susquehanna International Group, cutting an estimated $10.1M.
- 28 institutional investors held First Trust Emerging Markets Small Cap AlphaDEX Fund (FEMS) as of Q3 2014, up from 24 in Q2 2014.
- Funds reported $54.1M of First Trust Emerging Markets Small Cap AlphaDEX Fund stock for Q3 2014, down 0.94% quarter-over-quarter.
- 5 funds opened new First Trust Emerging Markets Small Cap AlphaDEX Fund positions in Q3 2014 and 1 closed out, a net change of +4 holders.
- The largest First Trust Emerging Markets Small Cap AlphaDEX Fund buyer in Q3 2014 was First Trust Advisors, an estimated $5.98M added.
- The largest First Trust Emerging Markets Small Cap AlphaDEX Fund seller in Q3 2014 was Susquehanna International Group, an estimated $10.1M sold.
Based on aggregated 13F filings for Q3 2014.