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DIAX

Nuveen Dow 30SM Dynamic Overwrite Fund

Delisted

DIAX was delisted on the 27th of March, 2026.

Name Holding Trade Value Shares
Change
Change in
Stake
TFGT
76
TS Financial Group (TSFG)
Illinois
$28K – – –
SFS
77
Sowell Financial Services
Arkansas
$23K – – –
SWA
78
SOA Wealth Advisors
New York
$19K – – –
FF
79
FourThought Financial
Florida
$18K – – –
SNT
80
Security National Trust
West Virginia
$16K -$30.4K -1,976 -66%
SPIA
81
Steward Partners Investment Advisory
New York
$13.8K +$13.1K +850 New
CFGS
82
Concourse Financial Group Securities
Alabama
$12K +$11.5K +750 New
LWM
83
Liberty Wealth Management
California
$11K – – –
WAP
84
Wealthcare Advisory Partners
Pennsylvania
$11K +$10.2K +661 New
SIS
85
Sound Income Strategies
Florida
$9.9K – – –
NFG
86
Next Financial Group
Texas
$9K -$7.68K -500 -47%
WP
87
WealthShield Partners
North Carolina
$9K +$8.87K +577 New
GWM
88
Geneos Wealth Management
Colorado
$8K – – –
EIP
89
Ellis Investment Partners
Pennsylvania
$7K – – –
AWA
90
Arkadios Wealth Advisors
Georgia
$6K -$1.51K -98 -20%
HI
91
Harbour Investments
Wisconsin
$4K +$3.84K +250 New
HS
92
Horan Securities
United States
$3K – – –
SFSIG
93
San Francisco Sentry Investment Group
California
$2K – – –
WWM
94
Wolff Wiese Magana
California
$1K – – –
Bank of Montreal
95
Bank of Montreal
Ontario, Canada
– -$779K -51,727 Closed
COLIM
96
City of London Investment Management
United Kingdom
– -$256K -16,861 Closed
PPA
97
Parametric Portfolio Associates
Washington
– -$201K -13,221 Closed
VF
98
Virtu Financial
New York
– -$191K -12,543 Closed
Millennium Management
99
Millennium Management
New York
– -$178K -11,700 Closed
DAS
100
Dynamic Advisor Solutions
Arizona
– -$163K -10,750 Closed