COLIM
DIAX

City of London Investment Management’s Nuveen Dow 30SM Dynamic Overwrite Fund DIAX Stock Holding History

City of London Investment Management’s Portfolio DIAX Stock Details DIAX Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2021
Q1 		– Sell
-16,861
Closed -$256K – 130
2020
Q4 		$256K Buy
+16,861
New +$241K 0.02% 117

Other funds holding DIAX

Morgan Stanley
Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return
UBS Group
UBS Group Zurich, Switzerland $786B AUM 40.34% 1-Year Est. Return
RCM
Rivernorth Capital Management West Palm Beach, Florida $2B AUM 0.79% 1-Year Est. Return
RJFSA
Raymond James Financial Services Advisors St. Petersburg, Florida $75.1B AUM 31.89% 1-Year Est. Return
Wells Fargo
Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return
Invesco
Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return
OA
Oxbow Advisors Austin, Texas $1.23B AUM 23.59% 1-Year Est. Return
Northwestern Mutual Wealth Management
Northwestern Mutual Wealth Management Milwaukee, Wisconsin $187B AUM 21.7% 1-Year Est. Return
GC
Guggenheim Capital Chicago, Illinois $15.9B AUM 53.4% 1-Year Est. Return
Bank of America
Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

City of London Investment Management's DIAX Position: Q1 2021 in Review

City of London Investment Management sold out of Nuveen Dow 30SM Dynamic Overwrite Fund (DIAX) in Q1 2021, closing a stake of 16,861 shares — an estimated $256K sold.

City of London Investment Management first reported a position in DIAX in Q4 2020 and held it in 1 quarter. The position peaked at $256K in Q4 2020. 94 funds tracked by Wall St. Rank hold DIAX as of Q1 2021.

  • City of London Investment Management reported no remaining Nuveen Dow 30SM Dynamic Overwrite Fund position as of Q1 2021 after selling out during the quarter.
  • City of London Investment Management sold 16,861 Nuveen Dow 30SM Dynamic Overwrite Fund shares in Q1 2021, an estimated $256K.
  • City of London Investment Management first reported a position in Nuveen Dow 30SM Dynamic Overwrite Fund in Q4 2020 and held it in 1 quarter.
  • City of London Investment Management's Nuveen Dow 30SM Dynamic Overwrite Fund position peaked at $256K in Q4 2020.
  • 94 funds tracked by Wall St. Rank held Nuveen Dow 30SM Dynamic Overwrite Fund as of Q1 2021.

Based on City of London Investment Management's 13F filing for Q1 2021, filed 14 May 2021.