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DIAX

Nuveen Dow 30SM Dynamic Overwrite Fund

Delisted

DIAX was delisted on the 27th of March, 2026.

Name Holding Trade Value Shares
Change
Change in
Stake
PA
26
Pinnacle Associates
New York
$678K -$3.53K -200 -0.5%
Millennium Management
27
Millennium Management
New York
$618K +$619K +35,100 New
Cambridge Investment Research Advisors
28
Cambridge Investment Research Advisors
Iowa
$617K -$24.9K -1,413 -4%
NFG
29
Nations Financial Group
Iowa
$597K +$22.9K +1,300 +4%
SWP
30
Stratos Wealth Partners
Ohio
$510K +$3K +170 +0.6%
AG
31
Advisor Group
Arizona
$426K +$103K +5,824 +32%
Stifel Financial
32
Stifel Financial
Missouri
$398K +$28.1K +1,594 +8%
KeyBank National Association
33
KeyBank National Association
Ohio
$390K – – –
MML Investors Services
34
MML Investors Services
Massachusetts
$327K +$67.5K +3,828 +26%
DAS
35
Dynamic Advisor Solutions
Arizona
$321K +$12.1K +686 +4%
WS
36
Wedbush Securities
California
$244K +$244K +13,835 New
FHA
37
Flagship Harbor Advisors
Massachusetts
$238K -$10.4K -588 -4%
PFA
38
Pettinga Financial Advisors
Indiana
$221K – – –
MA
39
Montag & Associates
Georgia
$212K +$4.16K +236 +2%
CA
40
Calton & Associates
Florida
$193K -$9.03K -512 -4%
SPIA
41
Steward Partners Investment Advisory
New York
$192K +$582 +33 +0.3%
VFA
42
Valeo Financial Advisors
Indiana
$190K – – –
WAM
43
Weiss Asset Management
Massachusetts
$188K +$189K +10,690 New
TYCC
44
Texas Yale Capital Corp
Florida
$183K -$183K -10,368 -50%
EFSCE
45
Enterprise Financial Services Corp (EFSC)
Missouri
$180K – – –
RJT
46
Raymond James Trust
Florida
$180K – – –
Carson Wealth (CWM LLC)
47
Carson Wealth (CWM LLC)
Nebraska
$134K – – –
PNC Financial Services Group
48
PNC Financial Services Group
Pennsylvania
$128K – – –
Fifth Third Bancorp
49
Fifth Third Bancorp
Ohio
$112K – – –
GWM
50
Geneos Wealth Management
Colorado
$111K – – –