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DIAX

Nuveen Dow 30SM Dynamic Overwrite Fund

Delisted

DIAX was delisted on the 27th of March, 2026.

Name Holding Trade Value Shares
Change
Change in
Stake
SFS
26
Shaker Financial Services
Virginia
$1.21M +$1.03M +66,021 +600%
Bank of Nova Scotia
27
Bank of Nova Scotia
Ontario, Canada
$899K -$146K -9,351 -14%
CWM
28
Concert Wealth Management
California
$875K +$911K +58,195 New
BC
29
Brinker Capital
Pennsylvania
$842K +$842K +53,767 New
SCM
30
Schnieders Capital Management
California
$608K -$6.65K -425 -1%
BCA
31
Benchmark Capital Advisors
New York
$569K -$47.3K -3,024 -8%
RCM
32
Robinson Capital Management
Michigan
$553K – – –
PNC Financial Services Group
33
PNC Financial Services Group
Pennsylvania
$538K -$183K -11,684 -25%
AIA
34
Allegis Investment Advisors
Idaho
$435K +$94.6K +6,046 +28%
Cambridge Investment Research Advisors
35
Cambridge Investment Research Advisors
Iowa
$395K +$5.2K +332 +1%
Commonwealth Equity Services
36
Commonwealth Equity Services
Massachusetts
$372K +$12.9K +821 +4%
KeyBank National Association
37
KeyBank National Association
Ohio
$360K -$13.5K -864 -4%
Bank of New York Mellon
38
Bank of New York Mellon
New York
$240K +$46.1K +2,948 +24%
PFGIA
39
Patriot Financial Group Insurance Agency
Massachusetts
$220K – – –
FHA
40
Flagship Harbor Advisors
Massachusetts
$209K -$3.91K -250 -2%
PA
41
Pinnacle Associates
New York
$204K -$6.76K -432 -3%
Creative Planning
42
Creative Planning
Kansas
$188K +$1.22K +78 +0.7%
DAS
43
Dynamic Advisor Solutions
Arizona
$187K +$187K +11,960 New
AG
44
Advisor Group
Arizona
$174K +$53.2K +3,400 +44%
SBIA
45
Sheaff Brock Investment Advisors
Indiana
$162K -$9.39K -600 -5%
TYCC
46
Texas Yale Capital Corp
Florida
$162K +$162K +10,368 New
Fifth Third Bancorp
47
Fifth Third Bancorp
Ohio
$138K – – –
IA
48
IFP Advisors
Florida
$117K +$38.4K +2,455 +49%
Northwestern Mutual Wealth Management
49
Northwestern Mutual Wealth Management
Wisconsin
$107K – – –
SPIA
50
Steward Partners Investment Advisory
New York
$105K +$81.7K +5,219 +345%