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DIAX

Nuveen Dow 30SM Dynamic Overwrite Fund

Delisted

DIAX was delisted on the 27th of March, 2026.

Name Holding Trade Value Shares
Change
Change in
Stake
Bank of Nova Scotia
26
Bank of Nova Scotia
Ontario, Canada
$1M -$222K -15,264 -19%
PNC Financial Services Group
27
PNC Financial Services Group
Pennsylvania
$690K -$19.9K -1,367 -3%
BCA
28
Benchmark Capital Advisors
New York
$591K -$1.45K -100 -0.3%
SCM
29
Schnieders Capital Management
California
$589K +$32K +2,200 +6%
RCM
30
Robinson Capital Management
Michigan
$530K -$72.7K -5,000 -12%
Cambridge Investment Research Advisors
31
Cambridge Investment Research Advisors
Iowa
$374K -$25.4K -1,747 -7%
KeyBank National Association
32
KeyBank National Association
Ohio
$358K -$25.1K -1,728 -7%
Commonwealth Equity Services
33
Commonwealth Equity Services
Massachusetts
$344K -$3.42K -235 -1%
TJHA
34
Thomas J. Herzfeld Advisors
Florida
$334K +$323K +22,254 New
AIA
35
Allegis Investment Advisors
Idaho
$326K +$109K +7,488 +53%
PFGIA
36
Patriot Financial Group Insurance Agency
Massachusetts
$212K +$202K +13,923 New
FHA
37
Flagship Harbor Advisors
Massachusetts
$205K +$195K +13,452 New
PA
38
Pinnacle Associates
New York
$202K -$8.72K -600 -4%
Bank of New York Mellon
39
Bank of New York Mellon
New York
$186K -$81.1K -5,584 -31%
Creative Planning
40
Creative Planning
Kansas
$179K -$4.36K -300 -2%
MFS
41
MSI Financial Services
Massachusetts
$178K -$22.5K -1,549 -12%
OC
42
Oppenheimer & Co
New York
$177K +$171K +11,774 New
SFS
43
Shaker Financial Services
Virginia
$165K -$6.39K -440 -4%
SBIA
44
Sheaff Brock Investment Advisors
Indiana
$165K +$1.99K +137 +1%
TSS
45
Two Sigma Securities
New York
$153K +$148K +10,186 New
Fifth Third Bancorp
46
Fifth Third Bancorp
Ohio
$133K – – –
AG
47
Advisor Group
Arizona
$116K +$65.4K +4,500 +139%
Northwestern Mutual Wealth Management
48
Northwestern Mutual Wealth Management
Wisconsin
$103K -$36K -2,480 -27%
DADC
49
D.A. Davidson & Co
Montana
$76K -$18.2K -1,250 -20%
IA
50
IFP Advisors
Florida
$75K +$19.9K +1,373 +38%