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DIAX

Nuveen Dow 30SM Dynamic Overwrite Fund

Delisted

DIAX was delisted on the 27th of March, 2026.

Name Holding Trade Value Shares
Change
Change in
Stake
RCM
26
Robinson Capital Management
Michigan
$601K -$201K -15,000 -26%
SCM
27
Schnieders Capital Management
California
$540K -$20.1K -1,500 -4%
BCA
28
Benchmark Capital Advisors
New York
$536K -$16.5K -1,228 -3%
ICAS
29
Investors Capital Advisory Services
Massachusetts
$495K +$4.02K +300 +0.9%
OC
30
Oppenheimer & Co
New York
$378K -$10.5K -780 -3%
Cambridge Investment Research Advisors
31
Cambridge Investment Research Advisors
Iowa
$364K -$17.9K -1,332 -5%
KeyBank National Association
32
KeyBank National Association
Ohio
$362K – – –
Commonwealth Equity Services
33
Commonwealth Equity Services
Massachusetts
$322K -$20K -1,494 -6%
Goldman Sachs
34
Goldman Sachs
New York
$248K +$26.6K +1,985 +13%
Northwestern Mutual Wealth Management
35
Northwestern Mutual Wealth Management
Wisconsin
$235K +$38.8K +2,895 +21%
DA
36
Doliver Advisors
Texas
$228K +$217K +16,190 New
SFS
37
Shaker Financial Services
Virginia
$207K +$196K +14,652 New
PA
38
Pinnacle Associates
New York
$201K -$34.5K -2,572 -15%
IA
39
IFP Advisors
Florida
$190K +$26.8K +2,000 +23%
MFS
40
MSI Financial Services
Massachusetts
$172K -$66.1K -4,926 -29%
SBIA
41
Sheaff Brock Investment Advisors
Indiana
$156K – – –
LCM
42
Landscape Capital Management
New Jersey
$150K -$270K -20,142 -65%
JMPWA
43
JP Morgan Private Wealth Advisors
California
$150K -$44.7K -3,330 -24%
AIG
44
American International Group
New York
$126K -$47.4K -3,535 -28%
Fifth Third Bancorp
45
Fifth Third Bancorp
Ohio
$125K – – –
Creative Planning
46
Creative Planning
Kansas
$82K -$56.4K -4,206 -42%
NFG
47
Next Financial Group
Texas
$57K -$20.7K -1,545 -27%
Citigroup
48
Citigroup
New York
$55K – – –
SNT
49
Security National Trust
West Virginia
$42K – – –
GWM
50
Geneos Wealth Management
Colorado
$36K +$34.1K +2,545 New