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DIAX

Nuveen Dow 30SM Dynamic Overwrite Fund
DIAX

Delisted

DIAX was delisted on the 27th of March, 2026.

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83 hedge funds and large institutions have $126M invested in Nuveen Dow 30SM Dynamic Overwrite Fund in 2023 Q1 according to their latest regulatory filings, with 11 funds opening new positions, 23 increasing their positions, 28 reducing their positions, and 8 closing their positions.

New
Increased
Maintained
Reduced
Closed

38% more first-time investments, than exits

New positions opened: 11 | Existing positions closed: 8

4% more funds holding

Funds holding: 80 → 83 (+3)

1.06% more ownership

Funds ownership: 22.63% → 23.69% (+1.1%)

0% less capital invested

Capital invested by funds: $126M → $126M (-$224K)

18% less repeat investments, than reductions

Existing positions increased: 23 | Existing positions reduced: 28

Holders
83
Holders Change
+3
Holders Change %
+3.75%
% of All Funds
1.32%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
11
Increased
23
Reduced
28
Closed
8
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
SFS
Shaker Financial Services
Virginia
+$2.56M
2
Invesco
Invesco
Georgia
+$2.02M
3
WAM
Wolverine Asset Management
Illinois
+$1.43M
4
Ameriprise
Ameriprise
Minnesota
+$831K
5
Wells Fargo
Wells Fargo
California
+$546K

Top Sellers

Rank Fund Capital Flow
1
Morgan Stanley
Morgan Stanley
New York
-$2.05M
2
GC
Guggenheim Capital
Illinois
-$1.32M
3
Northwestern Mutual Wealth Management
Northwestern Mutual Wealth Management
Wisconsin
-$353K
4
LPL Financial
LPL Financial
California
-$265K
5
RJA
Raymond James & Associates
Florida
-$245K
Name Holding Trade Value Shares
Change 		Change in
Stake
FMP
76
Financial Management Professionals
Texas
$5K +$5.06K +333 New
CSPIA
77
Cary Street Partners Investment Advisory
Virginia
$4.4K -$3.04K -200 -40%
HI
78
Harbour Investments
Wisconsin
$3.67K – – –
HS
79
Horan Securities
United States
$2.94K – – –
CFGS
80
Concourse Financial Group Securities
Alabama
$1.87K +$1.9K +125 New
WWM
81
Wolff Wiese Magana
California
$1.29K – – –
Commonwealth Equity Services
82
Commonwealth Equity Services
Massachusetts
$788 +$1.93K +127 +0.2%
BSB
83
Bangor Savings Bank
Maine
$15 – – –
IA
84
IFP Advisors
Florida
– -$140K -7,048 Closed
Rockefeller Capital Management
85
Rockefeller Capital Management
New York
– -$63K -4,061 Closed
AWM
86
Accurate Wealth Management
Florida
– -$15.7K -1,000 Closed
Citigroup
87
Citigroup
New York
– -$12.3K -793 Closed
CAS
88
Coppell Advisory Solutions
Texas
– -$5.2K -335 Closed
CASC
89
Coppell Advisory Solutions Corp
Texas
– -$5.2K -335 Closed
DAM
90
Delta Asset Management
Tennessee
– -$776 -50 Closed
1 2 3
4

DIAX Hedge Fund Activity: Q1 2023 in Review

83 of the 6,278 institutional investors tracked by Wall St. Rank reported a position in Nuveen Dow 30SM Dynamic Overwrite Fund (DIAX) for Q1 2023, worth a combined $126M — down 0.18% from $126M a quarter earlier.

Buyers outnumbered sellers: 11 funds opened new DIAX positions and 8 closed out — a net gain of 3 holders — while 23 added to existing stakes and 28 trimmed.

The largest buyer was Shaker Financial Services, adding an estimated $2.56M. The largest seller was Morgan Stanley, cutting an estimated $2.05M.

  • 83 institutional investors held Nuveen Dow 30SM Dynamic Overwrite Fund (DIAX) as of Q1 2023, up from 80 in Q4 2022.
  • Funds reported $126M of Nuveen Dow 30SM Dynamic Overwrite Fund stock for Q1 2023, down 0.18% quarter-over-quarter.
  • 11 funds opened new Nuveen Dow 30SM Dynamic Overwrite Fund positions in Q1 2023 and 8 closed out, a net change of +3 holders.
  • The largest Nuveen Dow 30SM Dynamic Overwrite Fund buyer in Q1 2023 was Shaker Financial Services, an estimated $2.56M added.
  • The largest Nuveen Dow 30SM Dynamic Overwrite Fund seller in Q1 2023 was Morgan Stanley, an estimated $2.05M sold.

Based on aggregated 13F filings for Q1 2023.