Nuveen Dow 30SM Dynamic Overwrite Fund
DIAX
DIAX was delisted on the 27th of March, 2026.
83 hedge funds and large institutions have $126M invested in Nuveen Dow 30SM Dynamic Overwrite Fund in 2023 Q1 according to their latest regulatory filings, with 11 funds opening new positions, 23 increasing their positions, 28 reducing their positions, and 8 closing their positions.
38% more first-time investments, than exits
New positions opened: 11 | Existing positions closed: 8
4% more funds holding
Funds holding: 80 → 83 (+3)
1.06% more ownership
Funds ownership: 22.63% → 23.69% (+1.1%)
0% less capital invested
Capital invested by funds: $126M → $126M (-$224K)
18% less repeat investments, than reductions
Existing positions increased: 23 | Existing positions reduced: 28
Top Buyers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
SFS
Shaker Financial Services
Arlington,
Virginia
|
+$2.56M |
| 2 |
Invesco
Atlanta,
Georgia
|
+$2.02M |
| 3 |
WAM
Wolverine Asset Management
Chicago,
Illinois
|
+$1.43M |
| 4 |
Ameriprise
Minneapolis,
Minnesota
|
+$831K |
| 5 |
Wells Fargo
San Francisco,
California
|
+$546K |
Top Sellers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
Morgan Stanley
New York
|
-$2.05M |
| 2 |
GC
Guggenheim Capital
Chicago,
Illinois
|
-$1.32M |
| 3 |
Northwestern Mutual Wealth Management
Milwaukee,
Wisconsin
|
-$353K |
| 4 |
LPL Financial
San Diego,
California
|
-$265K |
| 5 |
RJA
Raymond James & Associates
St Petersburg,
Florida
|
-$245K |
DIAX Hedge Fund Activity: Q1 2023 in Review
83 of the 6,278 institutional investors tracked by Wall St. Rank reported a position in Nuveen Dow 30SM Dynamic Overwrite Fund (DIAX) for Q1 2023, worth a combined $126M — down 0.18% from $126M a quarter earlier.
Buyers outnumbered sellers: 11 funds opened new DIAX positions and 8 closed out — a net gain of 3 holders — while 23 added to existing stakes and 28 trimmed.
The largest buyer was Shaker Financial Services, adding an estimated $2.56M. The largest seller was Morgan Stanley, cutting an estimated $2.05M.
- 83 institutional investors held Nuveen Dow 30SM Dynamic Overwrite Fund (DIAX) as of Q1 2023, up from 80 in Q4 2022.
- Funds reported $126M of Nuveen Dow 30SM Dynamic Overwrite Fund stock for Q1 2023, down 0.18% quarter-over-quarter.
- 11 funds opened new Nuveen Dow 30SM Dynamic Overwrite Fund positions in Q1 2023 and 8 closed out, a net change of +3 holders.
- The largest Nuveen Dow 30SM Dynamic Overwrite Fund buyer in Q1 2023 was Shaker Financial Services, an estimated $2.56M added.
- The largest Nuveen Dow 30SM Dynamic Overwrite Fund seller in Q1 2023 was Morgan Stanley, an estimated $2.05M sold.
Based on aggregated 13F filings for Q1 2023.