Elequin Capital’s Nuveen Dow 30SM Dynamic Overwrite Fund DIAX Stock Holding History

Elequin Capital’s Portfolio DIAX Stock Details DIAX Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2025 Q3	–	Sell	-2,857	Closed	-$41K	–	212
2025 Q2	$41K	Buy	2,857 +1,962	+219%	+$27.3K	0.01%	267
2025 Q1	$13K	Buy	+895	New	+$13.5K	﹤0.01%	277
2024 Q1	–	Sell	-29,152	Closed	-$408K	–	298
2023 Q4	$408K	Buy	29,152 +12,194	+72%	+$166K	0.12%	57
2023 Q3	$232K	Sell	16,958 -3,224	-16%	-$45.6K	0.05%	99
2023 Q2	$285K	Buy	20,182 +9,577	+90%	+$139K	0.15%	66
2023 Q1	$156K	Buy	10,605 +8,775	+480%	+$133K	0.11%	67
2022 Q4	$28.4K	Buy	+1,830	New	+$27.8K	0.01%	362

Other funds holding DIAX

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

SCM

Saba Capital Management New York $3.62B AUM 13% 1-Year Est. Return

Raymond James Financial St Petersburg, Florida $324B AUM 22.36% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

Guggenheim Capital Chicago, Illinois $12.9B AUM 27.3% 1-Year Est. Return

Allspring Global Investments Charlotte, North Carolina $59.7B AUM 29.08% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Cornerstone Advisors Asheville, North Carolina $2.72B AUM 22.17% 1-Year Est. Return

Elequin Capital's DIAX Position: Q3 2025 in Review

Elequin Capital sold out of Nuveen Dow 30SM Dynamic Overwrite Fund (DIAX) in Q3 2025, closing a stake of 2,857 shares — an estimated $41K sold.

Elequin Capital first reported a position in DIAX in Q4 2022 and held it in 7 quarters. The position peaked at $408K in Q4 2023. 109 funds tracked by Wall St. Rank hold DIAX as of Q3 2025.

Elequin Capital reported no remaining Nuveen Dow 30SM Dynamic Overwrite Fund position as of Q3 2025 after selling out during the quarter.
Elequin Capital sold 2,857 Nuveen Dow 30SM Dynamic Overwrite Fund shares in Q3 2025, an estimated $41K.
Elequin Capital first reported a position in Nuveen Dow 30SM Dynamic Overwrite Fund in Q4 2022 and held it in 7 quarters.
Elequin Capital's Nuveen Dow 30SM Dynamic Overwrite Fund position peaked at $408K in Q4 2023.
109 funds tracked by Wall St. Rank held Nuveen Dow 30SM Dynamic Overwrite Fund as of Q3 2025.

Based on Elequin Capital's 13F filing for Q3 2025, filed 14 Nov 2025.