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DIAX

Nuveen Dow 30SM Dynamic Overwrite Fund
DIAX

Delisted

DIAX was delisted on the 27th of March, 2026.

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80 hedge funds and large institutions have $126M invested in Nuveen Dow 30SM Dynamic Overwrite Fund in 2022 Q2 according to their latest regulatory filings, with 8 funds opening new positions, 34 increasing their positions, 18 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed

100% more first-time investments, than exits

New positions opened: 8 | Existing positions closed: 4

89% more repeat investments, than reductions

Existing positions increased: 34 | Existing positions reduced: 18

4% more funds holding

Funds holding: 77 → 80 (+3)

0.28% more ownership

Funds ownership: 22.46% → 22.74% (+0.28%)

0% more funds holding in top 10

Funds holding in top 10: 1 → 1 (0)

7% less capital invested

Capital invested by funds: $136M → $126M (-$9.5M)

Holders
80
Holders Change
+3
Holders Change %
+3.9%
% of All Funds
1.35%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.02%
New
8
Increased
34
Reduced
18
Closed
4
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
Morgan Stanley
Morgan Stanley
New York
+$3.37M
2
Bank of America
Bank of America
North Carolina
+$2.04M
3
IWC
Integrated Wealth Concepts
Massachusetts
+$1.52M
4
Northwestern Mutual Wealth Management
Northwestern Mutual Wealth Management
Wisconsin
+$694K
5
RJFSA
Raymond James Financial Services Advisors
Florida
+$660K

Top Sellers

Rank Fund Capital Flow
1
SFS
Shaker Financial Services
Virginia
-$3.25M
2
1CP
1607 Capital Partners
Virginia
-$2.1M
3
Stifel Financial
Stifel Financial
Missouri
-$1.71M
4
Invesco
Invesco
Georgia
-$1.2M
5
AWS
Atria Wealth Solutions
New York
-$750K
Name Holding Trade Value Shares
Change 		Change in
Stake
AWS
51
Atria Wealth Solutions
New York
$183K -$750K -46,869 -80%
IA
52
IFP Advisors
Florida
$175K – – –
GVAG
53
Great Valley Advisor Group
Delaware
$154K +$161K +10,075 New
PGAM
54
Princeton Global Asset Management
New Jersey
$105K – – –
PNC Financial Services Group
55
PNC Financial Services Group
Pennsylvania
$103K – – –
Fifth Third Bancorp
56
Fifth Third Bancorp
Ohio
$97K – – –
US Bancorp
57
US Bancorp
Minnesota
$83K – – –
MCC
58
Money Concepts Capital
Florida
$68K -$70.8K -4,427 -50%
Rockefeller Capital Management
59
Rockefeller Capital Management
New York
$62K +$528 +33 +0.8%
PFGIA
60
Patriot Financial Group Insurance Agency
Massachusetts
$53K +$512 +32 +0.9%
AWM
61
Avior Wealth Management
Nebraska
$44K +$800 +50 +2%
FIA
62
FNY Investment Advisers
New York
$42K – – –
BWP
63
Baldwin Wealth Partners
Massachusetts
$40K – – –
PTC
64
Private Trust Company
Ohio
$31K +$32K +2,000 New
SWM
65
SeaCrest Wealth Management
New York
$31K +$32.5K +2,033 New
APA
66
American Portfolios Advisors
New York
$29.7K – – –
ACM
67
Antonetti Capital Management
Florida
$20K – – –
ANBT
68
American National Bank & Trust
Texas
$19K – – –
FF
69
FourThought Financial
Florida
$18K – – –
SWA
70
SOA Wealth Advisors
New York
$14K +$240 +15 +2%
Citigroup
71
Citigroup
New York
$12K -$25.7K -1,609 -68%
CCM
72
Chilton Capital Management
Texas
$11K +$11K +689 New
EIP
73
Ellis Investment Partners
Pennsylvania
$6K – – –
HI
74
Harbour Investments
Wisconsin
$4K +$4K +250 New
HS
75
Horan Securities
United States
$3K – – –
1 2
3
4

DIAX Hedge Fund Activity: Q2 2022 in Review

80 of the 5,937 institutional investors tracked by Wall St. Rank reported a position in Nuveen Dow 30SM Dynamic Overwrite Fund (DIAX) for Q2 2022, worth a combined $126M — down 7% from $136M a quarter earlier.

Buyers outnumbered sellers: 8 funds opened new DIAX positions and 4 closed out — a net gain of 4 holders — while 34 added to existing stakes and 18 trimmed.

The largest buyer was Morgan Stanley, adding an estimated $3.37M. The largest seller was Shaker Financial Services, cutting an estimated $3.25M.

  • 80 institutional investors held Nuveen Dow 30SM Dynamic Overwrite Fund (DIAX) as of Q2 2022, up from 77 in Q1 2022.
  • Funds reported $126M of Nuveen Dow 30SM Dynamic Overwrite Fund stock for Q2 2022, down 7% quarter-over-quarter.
  • 8 funds opened new Nuveen Dow 30SM Dynamic Overwrite Fund positions in Q2 2022 and 4 closed out, a net change of +4 holders.
  • The largest Nuveen Dow 30SM Dynamic Overwrite Fund buyer in Q2 2022 was Morgan Stanley, an estimated $3.37M added.
  • The largest Nuveen Dow 30SM Dynamic Overwrite Fund seller in Q2 2022 was Shaker Financial Services, an estimated $3.25M sold.

Based on aggregated 13F filings for Q2 2022.