Nuveen Dow 30SM Dynamic Overwrite Fund
DIAX
DIAX was delisted on the 27th of March, 2026.
62 hedge funds and large institutions have $120M invested in Nuveen Dow 30SM Dynamic Overwrite Fund in 2017 Q1 according to their latest regulatory filings, with 8 funds opening new positions, 25 increasing their positions, 18 reducing their positions, and 3 closing their positions.
167% more first-time investments, than exits
New positions opened: 8 | Existing positions closed: 3
39% more repeat investments, than reductions
Existing positions increased: 25 | Existing positions reduced: 18
6% more capital invested
Capital invested by funds: $113M → $120M (+$7.04M)
5% more funds holding
Funds holding: 59 → 62 (+3)
0.37% more ownership
Funds ownership: 20.79% → 21.16% (+0.37%)
100% less funds holding in top 10
Funds holding in top 10: 1 → 0 (-1)
Top Buyers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
FSA
Financial Sense Advisors
San Diego,
California
|
+$1.3M |
| 2 |
Wells Fargo
San Francisco,
California
|
+$1.21M |
| 3 |
SFS
Shaker Financial Services
Arlington,
Virginia
|
+$1.03M |
| 4 |
RJFSA
Raymond James Financial Services Advisors
St. Petersburg,
Florida
|
+$999K |
| 5 |
AAM
Advisors Asset Management
Monument,
Colorado
|
+$964K |
Top Sellers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
KIM
Karpus Investment Management
Pittsford,
New York
|
-$3.48M |
| 2 |
1832 Asset Management
Toronto,
Ontario, Canada
|
-$3.13M |
| 3 |
Citigroup
New York
|
-$1.08M |
| 4 |
BBPWM
Blue Bell Private Wealth Management
Blue Bell,
Pennsylvania
|
-$347K |
| 5 |
TJHA
Thomas J. Herzfeld Advisors
Miami Beach,
Florida
|
-$344K |
| Name | Holding | Trade Value |
Shares Change |
Change in Stake |
|
|---|---|---|---|---|---|
|
DADC
51
D.A. Davidson & Co
Great Falls,
Montana
| $79K | – | – | – |
|
|
GWM
52
Geneos Wealth Management
Englewood,
Colorado
| $69K | +$9.78K | +625 | +16% |
|
|
53
Citigroup
New York
| $54K | -$1.08M | -69,139 | -95% |
|
|
SNT
54
Security National Trust
Wheeling,
West Virginia
| $47K | – | – | – |
|
55
Bank of Montreal
Toronto,
Ontario, Canada
| $30K | – | – | – |
|
|
MFW
56
Mosaic Family Wealth
St. Louis,
Missouri
| $16K | – | – | – |
|
|
AIM
57
Anchor Investment Management
Columbia,
South Carolina
| $9.39K | – | – | – |
|
|
WA
58
WFG Advisors
Dallas,
Texas
| $9K | +$9.39K | +600 | New |
|
|
TJHA
59
Thomas J. Herzfeld Advisors
Miami Beach,
Florida
| $5K | -$344K | -21,954 | -99% |
|
|
CCM
60
Cribstone Capital Management
Augusta,
Maine
| $5K | – | – | – |
|
|
HS
61
Horan Securities
Cincinnati,
United States
| $3K | +$3.13K | +200 | New |
|
|
MA
62
MUFG Americas
New York
| $2K | +$2.07K | +132 | New |
|
|
OC
63
Oppenheimer & Co
New York
| – | -$177K | -11,774 | Closed |
|
|
TSS
64
Two Sigma Securities
New York
| – | -$153K | -10,186 | Closed |
|
|
NFG
65
Next Financial Group
Houston,
Texas
| – | -$8K | -500 | Closed |
|
DIAX Hedge Fund Activity: Q1 2017 in Review
62 of the 4,018 institutional investors tracked by Wall St. Rank reported a position in Nuveen Dow 30SM Dynamic Overwrite Fund (DIAX) for Q1 2017, worth a combined $120M — up 6.3% from $113M a quarter earlier.
Buyers outnumbered sellers: 8 funds opened new DIAX positions and 3 closed out — a net gain of 5 holders — while 25 added to existing stakes and 18 trimmed.
The largest buyer was Financial Sense Advisors, opening a new position worth an estimated $1.3M. The largest seller was Karpus Investment Management, cutting an estimated $3.48M.
- 62 institutional investors held Nuveen Dow 30SM Dynamic Overwrite Fund (DIAX) as of Q1 2017, up from 59 in Q4 2016.
- Funds reported $120M of Nuveen Dow 30SM Dynamic Overwrite Fund stock for Q1 2017, up 6.3% quarter-over-quarter.
- 8 funds opened new Nuveen Dow 30SM Dynamic Overwrite Fund positions in Q1 2017 and 3 closed out, a net change of +5 holders.
- The largest Nuveen Dow 30SM Dynamic Overwrite Fund buyer in Q1 2017 was Financial Sense Advisors, an estimated $1.3M added.
- The largest Nuveen Dow 30SM Dynamic Overwrite Fund seller in Q1 2017 was Karpus Investment Management, an estimated $3.48M sold.
Based on aggregated 13F filings for Q1 2017.