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DIAX

Nuveen Dow 30SM Dynamic Overwrite Fund
DIAX

Delisted

DIAX was delisted on the 27th of March, 2026.

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60 hedge funds and large institutions have $109M invested in Nuveen Dow 30SM Dynamic Overwrite Fund in 2017 Q2 according to their latest regulatory filings, with 6 funds opening new positions, 27 increasing their positions, 11 reducing their positions, and 8 closing their positions.

New
Increased
Maintained
Reduced
Closed

145% more repeat investments, than reductions

Existing positions increased: 27 | Existing positions reduced: 11

2.93% less ownership

Funds ownership: 21.16% → 18.23% (-2.9%)

3% less funds holding

Funds holding: 62 → 60 (-2)

9% less capital invested

Capital invested by funds: $120M → $109M (-$10.8M)

25% less first-time investments, than exits

New positions opened: 6 | Existing positions closed: 8

Holders
60
Holders Change
-2
Holders Change %
-3.23%
% of All Funds
1.5%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
6
Increased
27
Reduced
11
Closed
8
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
OA
Oxbow Advisors
Texas
+$1.24M
2
CIA
Capital Investment Advisors
Georgia
+$1.2M
3
Wells Fargo
Wells Fargo
California
+$1.11M
4
CRC
Curi RMB Capital
Illinois
+$907K
5
RJA
Raymond James & Associates
Florida
+$900K

Top Sellers

Rank Fund Capital Flow
1
PPA
Parametric Portfolio Associates
Washington
-$9.96M
2
KIM
Karpus Investment Management
New York
-$4.95M
3
LPL Financial
LPL Financial
California
-$4.07M
4
AAM
Advisors Asset Management
Colorado
-$1.91M
5
FAM
Formidable Asset Management
Ohio
-$1.46M
Name Holding Trade Value Shares
Change 		Change in
Stake
BCA
26
Benchmark Capital Advisors
New York
$705K +$102K +6,328 +17%
SCM
27
Schnieders Capital Management
California
$646K +$4.04K +250 +0.6%
RCM
28
Robinson Capital Management
Michigan
$583K – – –
AIA
29
Allegis Investment Advisors
Idaho
$456K -$2.7K -167 -0.6%
Cambridge Investment Research Advisors
30
Cambridge Investment Research Advisors
Iowa
$417K +$129 +8 +0%
Commonwealth Equity Services
31
Commonwealth Equity Services
Massachusetts
$399K +$6.13K +379 +2%
JMPWA
32
JP Morgan Private Wealth Advisors
California
$389K +$381K +23,559 New
KeyBank National Association
33
KeyBank National Association
Ohio
$366K -$14K -864 -4%
NFG
34
Nations Financial Group
Iowa
$348K +$341K +21,050 New
Northwestern Mutual Wealth Management
35
Northwestern Mutual Wealth Management
Wisconsin
$328K +$210K +12,971 +189%
LPL Financial
36
LPL Financial
California
$281K -$4.07M -251,774 -94%
FHA
37
Flagship Harbor Advisors
Massachusetts
$239K +$21K +1,300 +10%
PFGIA
38
Patriot Financial Group Insurance Agency
Massachusetts
$230K – – –
PA
39
Pinnacle Associates
New York
$215K – – –
DAS
40
Dynamic Advisor Solutions
Arizona
$213K +$15.4K +950 +8%
PNC Financial Services Group
41
PNC Financial Services Group
Pennsylvania
$198K -$362K -22,378 -65%
AG
42
Advisor Group
Arizona
$194K +$9.92K +613 +6%
Creative Planning
43
Creative Planning
Kansas
$184K -$14K -864 -7%
DADC
44
D.A. Davidson & Co
Montana
$184K +$97.7K +6,040 +118%
TYCC
45
Texas Yale Capital Corp
Florida
$171K – – –
Fifth Third Bancorp
46
Fifth Third Bancorp
Ohio
$146K – – –
IA
47
IFP Advisors
Florida
$133K +$10K +620 +8%
SPIA
48
Steward Partners Investment Advisory
New York
$112K +$874 +54 +0.8%
GWM
49
Geneos Wealth Management
Colorado
$73K – – –
SNT
50
Security National Trust
West Virginia
$49K – – –
1
2
3

DIAX Hedge Fund Activity: Q2 2017 in Review

60 of the 4,012 institutional investors tracked by Wall St. Rank reported a position in Nuveen Dow 30SM Dynamic Overwrite Fund (DIAX) for Q2 2017, worth a combined $109M — down 9.1% from $120M a quarter earlier.

Sellers outnumbered buyers: 8 funds closed out of DIAX and 6 opened new positions — a net loss of 2 holders — while 11 trimmed existing stakes and 27 added.

The largest buyer was Oxbow Advisors, adding an estimated $1.24M. The largest seller was Parametric Portfolio Associates, cutting an estimated $9.96M.

  • 60 institutional investors held Nuveen Dow 30SM Dynamic Overwrite Fund (DIAX) as of Q2 2017, down from 62 in Q1 2017.
  • Funds reported $109M of Nuveen Dow 30SM Dynamic Overwrite Fund stock for Q2 2017, down 9.1% quarter-over-quarter.
  • 6 funds opened new Nuveen Dow 30SM Dynamic Overwrite Fund positions in Q2 2017 and 8 closed out, a net change of -2 holders.
  • The largest Nuveen Dow 30SM Dynamic Overwrite Fund buyer in Q2 2017 was Oxbow Advisors, an estimated $1.24M added.
  • The largest Nuveen Dow 30SM Dynamic Overwrite Fund seller in Q2 2017 was Parametric Portfolio Associates, an estimated $9.96M sold.

Based on aggregated 13F filings for Q2 2017.