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Capital Southwest

72 hedge funds and large institutions have $301M invested in Capital Southwest in 2014 Q2 according to their latest regulatory filings, with 17 funds opening new positions, 25 increasing their positions, 15 reducing their positions, and 27 closing their positions.

New
Increased
Maintained
Reduced
Closed

67% more repeat investments, than reductions

Existing positions increased: 25 | Existing positions reduced: 15

8% more capital invested

Capital invested by funds: $279M → $301M (+$22.4M)

0% more funds holding in top 10

Funds holding in top 10: 22 (0)

12% less funds holding

Funds holding: 8272 (-10)

37% less first-time investments, than exits

New positions opened: 17 | Existing positions closed: 27

Holders
72
Holders Change
-10
Holders Change %
-12.2%
% of All Funds
2.07%
Holding in Top 10
2
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.06%
New
17
Increased
25
Reduced
15
Closed
27
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
BIM
76
BlackRock Investment Management
Delaware
-$1.61M -126,168 Closed
Vanguard Group
77
Vanguard Group
Pennsylvania
-$1.1M -85,948 Closed
California State Teachers Retirement System (CalSTRS)
78
California State Teachers Retirement System (CalSTRS)
California
-$847K -66,430 Closed
TA
79
Teachers Advisors
New York
-$694K -54,475 Closed
Charles Schwab
80
Charles Schwab
California
-$667K -52,301 Closed
AllianceBernstein
81
AllianceBernstein
Tennessee
-$636K -49,925 Closed
RhumbLine Advisers
82
RhumbLine Advisers
Massachusetts
-$595K -46,657 Closed
TC
83
TFS Capital
Pennsylvania
-$542K -42,522 Closed
VOYA Investment Management
84
VOYA Investment Management
Georgia
-$517K -40,533 Closed
SO
85
STRS Ohio
Ohio
-$487K -38,180 Closed
ProShare Advisors
86
ProShare Advisors
Maryland
-$473K -37,109 Closed
Geode Capital Management
87
Geode Capital Management
Massachusetts
-$427K -33,511 Closed
MLICM
88
Metropolitan Life Insurance Company (MetLife)
New York
-$398K -31,206 Closed
Swiss National Bank
89
Swiss National Bank
Switzerland
-$354K -27,785 Closed
AIG
90
American International Group
New York
-$321K -25,197 Closed
BA
91
BlackRock Advisors
Delaware
-$275K -21,539 Closed
Royal Bank of Canada
92
Royal Bank of Canada
Ontario, Canada
-$250K -19,613 Closed
UBS AM
93
UBS AM
Illinois
-$243K -19,068 Closed
Citigroup
94
Citigroup
New York
-$72K -5,611 Closed
Barclays
95
Barclays
United Kingdom
-$41K -3,299 Closed
Teacher Retirement System of Texas
96
Teacher Retirement System of Texas
Texas
-$16K -1,239 Closed
BlackRock
97
BlackRock
New York
-$13K -1,057 Closed
SSG
98
Summit Securities Group
New York
-$4K -321 Closed
WA
99
WealthTrust-Arizona
Arizona
-$1K -114 Closed

CSWC Hedge Fund Activity: Q2 2014 in Review

72 of the 3,479 institutional investors tracked by Wall St. Rank reported a position in Capital Southwest (CSWC) for Q2 2014, worth a combined $301M — up 8% from $279M a quarter earlier.

Sellers outnumbered buyers: 27 funds closed out of CSWC and 17 opened new positions — a net loss of 10 holders — while 15 trimmed existing stakes and 25 added.

The largest buyer was Red Rocks Capital, adding an estimated $11.9M. The largest seller was BlackRock Fund Advisors, exiting entirely with an estimated $13M sold.

  • 72 institutional investors held Capital Southwest (CSWC) as of Q2 2014, down from 82 in Q1 2014.
  • Funds reported $301M of Capital Southwest stock for Q2 2014, up 8% quarter-over-quarter.
  • 17 funds opened new Capital Southwest positions in Q2 2014 and 27 closed out, a net change of -10 holders.
  • The largest Capital Southwest buyer in Q2 2014 was Red Rocks Capital, an estimated $11.9M added.
  • The largest Capital Southwest seller in Q2 2014 was BlackRock Fund Advisors, an estimated $13M sold.

Based on aggregated 13F filings for Q2 2014.