UBS AM’s Capital Southwest CSWC Stock Holding History

UBS AM’s Portfolio CSWC Stock Details CSWC Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2014 Q2	–	Sell	-19,068	Closed	-$243K	–	2559
2014 Q1	$243K	Buy	+19,068	New	+$242K	﹤0.01%	2318

Other funds holding CSWC

ZIG

Zuckerman Investment Group Chicago, Illinois $1.07B AUM 29.43% 1-Year Est. Return

Advisory Research Chicago, Illinois $813M AUM 36.71% 1-Year Est. Return

Dimensional Fund Advisors Austin, Texas $481B AUM 30.42% 1-Year Est. Return

First Manhattan New York $36.1B AUM 11.5% 1-Year Est. Return

RRAM

River Road Asset Management Louisville, Kentucky $8.99B AUM 12.83% 1-Year Est. Return

RRC

Red Rocks Capital Denver, Colorado $296M AUM 1.84% 1-Year Est. Return

T. Rowe Price Associates Baltimore, Maryland $865B AUM 30.76% 1-Year Est. Return

Schroder Investment Management Group London, United Kingdom $122B AUM 29.27% 1-Year Est. Return

UBS Zurich, Switzerland $136B AUM 16.36% 1-Year Est. Return

TAM

Third Avenue Management New York $616M AUM 45.6% 1-Year Est. Return

UBS AM's CSWC Position: Q2 2014 in Review

UBS AM sold out of Capital Southwest (CSWC) in Q2 2014, closing a stake of 19,068 shares — an estimated $243K sold.

UBS AM first reported a position in CSWC in Q1 2014 and held it in 1 quarter. The position peaked at $243K in Q1 2014. 72 funds tracked by Wall St. Rank hold CSWC as of Q2 2014.

UBS AM reported no remaining Capital Southwest position as of Q2 2014 after selling out during the quarter.
UBS AM sold 19,068 Capital Southwest shares in Q2 2014, an estimated $243K.
UBS AM first reported a position in Capital Southwest in Q1 2014 and held it in 1 quarter.
UBS AM's Capital Southwest position peaked at $243K in Q1 2014.
72 funds tracked by Wall St. Rank held Capital Southwest as of Q2 2014.

Based on UBS AM's 13F filing for Q2 2014, filed 13 Aug 2014.