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Capital Southwest
CSWC

Overview Fund Activity

89 hedge funds and large institutions have $149M invested in Capital Southwest in 2022 Q1 according to their latest regulatory filings, with 13 funds opening new positions, 29 increasing their positions, 25 reducing their positions, and 15 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
89
Holders Change
-2
Holders Change %
-2.2%
% of All Funds
1.41%
Holding in Top 10
2
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.03%
New
13
Increased
29
Reduced
25
Closed
15
Calls
$1.73M
Puts
$1.02M
Net Calls
+$716K
Net Calls Change
+$658K

Top Buyers

1
VanEck Associates
1
VanEck Associates
New York
$14.1M
2
Millennium Management
2
Millennium Management
New York
$3.45M
3
Healthcare of Ontario Pension Plan (HOOPP) Trust Fund
3
Healthcare of Ontario Pension Plan (HOOPP) Trust Fund
Ontario, Canada
$3.15M
4
JPMPWA
4
J.P. Morgan Private Wealth Advisors
California
$1.09M
5
D.E. Shaw & Co
5
D.E. Shaw & Co
New York
$1.2M

Top Sellers

1
Mackenzie Financial
1
Mackenzie Financial
Ontario, Canada
$0
2
AM
2
Ares Management
California
$0
3
QC
3
Quadrature Capital
United Kingdom
$749K
4
Bank of America
4
Bank of America
North Carolina
$152K
5
BlackRock
5
BlackRock
New York
$3.26M
Name Holding Trade Value Shares
Change 		Shares
Change %
AllianceBernstein
51
AllianceBernstein
Tennessee
$308K +$308K +13,000 New
GLA
52
Good Life Advisors
Pennsylvania
$305K +$305K +12,847 New
Mariner
53
Mariner
Kansas
$280K – – –
IA
54
IFG Advisory
Georgia
$272K +$272K +11,488 New
PAG
55
Private Advisor Group
New Jersey
$270K – – –
Geode Capital Management
56
Geode Capital Management
Massachusetts
$266K – – –
SS
57
Sunbelt Securities
Texas
$261K +$47.2K +2,000 +22%
RJFSA
58
Raymond James Financial Services Advisors
Florida
$255K -$16K -675 -6%
Brown Advisory
59
Brown Advisory
Maryland
$254K – – –
Susquehanna International Group
60
Susquehanna International Group
Pennsylvania
$253K -$169K -7,097 -40%
State Farm Mutual Automobile Insurance
61
State Farm Mutual Automobile Insurance
Illinois
$253K – – –
SBH
62
Segall Bryant & Hamill
Illinois
$253K – – –
HF
63
HRT Financial
New York
$249K -$482K -20,316 -66%
TI
64
Trexquant Investment
Connecticut
$248K -$3.51K -148 -1%
Cetera Investment Advisers
65
Cetera Investment Advisers
Illinois
$228K +$228K +9,589 New
GC
66
Guggenheim Capital
Illinois
$222K +$24K +1,010 +12%
WKWM
67
Walter & Keenan Wealth Management
Indiana
$212K – – –
Canada Life
68
Canada Life
Manitoba, Canada
$196K +$18.3K +726 +10%
Bank of America
69
Bank of America
North Carolina
$152K -$964K -40,691 -86%
Wells Fargo
70
Wells Fargo
California
$133K +$8.68K +365 +7%
QT
71
Quantbot Technologies
New York
$114K +$112K +4,740 +4,740%
PI
72
PEAK6 Investments
Illinois
$111K +$111K +4,697 New
GWM
73
Geneos Wealth Management
Colorado
$86K -$8.86K -375 -9%
WTA
74
Washington Trust Advisors
Massachusetts
$80K -$54.8K -2,308 -41%
TH
75
TCTC Holdings
Texas
$51K – – –
1 2
3
4 5