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Guggenheim Capital’s Capital Southwest CSWC Stock Holding History

Guggenheim Capital’s Portfolio CSWC Stock Details CSWC Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2026
Q1 		$646K Buy
29,217
+1,756
+6% +$39.7K 0.01% 1128
2025
Q4 		$608K Buy
27,461
+1,914
+7% +$40.4K ﹤0.01% 1185
2025
Q3 		$558K Buy
25,547
+941
+4% +$21.4K ﹤0.01% 1136
2025
Q2 		$542K Buy
24,606
+1,502
+7% +$30.9K ﹤0.01% 1136
2025
Q1 		$516K Sell
23,104
-508
-2% -$11.5K ﹤0.01% 1188
2024
Q4 		$515K Buy
23,612
+1,246
+6% +$29.3K ﹤0.01% 1254
2024
Q3 		$566K Buy
22,366
+5,303
+31% +$134K ﹤0.01% 1356
2024
Q2 		$445K Buy
17,063
+1,098
+7% +$28.2K ﹤0.01% 1485
2024
Q1 		$398K Buy
15,965
+4,378
+38% +$107K ﹤0.01% 1563
2023
Q4 		$275K Buy
11,587
+1,079
+10% +$24.1K ﹤0.01% 1707
2023
Q3 		$241K Buy
+10,508
New +$228K ﹤0.01% 1704
2022
Q2 		– Sell
-9,338
Closed -$222K – 2072
2022
Q1 		$222K Buy
9,338
+1,010
+12% +$24.7K ﹤0.01% 2007
2021
Q4 		$211K Buy
+8,328
New +$222K ﹤0.01% 2017

Other funds holding CSWC

Two Sigma Investments
Two Sigma Investments New York $124B AUM 33.93% 1-Year Est. Return
VanEck Associates
VanEck Associates New York $133B AUM 72.99% 1-Year Est. Return
SMH
Sanders Morris Harris Houston, Texas $172M AUM 22.54% 1-Year Est. Return
SIS
Sound Income Strategies Ft Lauderdale, Florida $2.07B AUM 4.33% 1-Year Est. Return
UBS Group
UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return
EF
Empowered Funds Havertown, Pennsylvania $15.7B AUM 34.02% 1-Year Est. Return
EF
Empirical Finance Havertown, Pennsylvania $2.13B AUM 29.56% 1-Year Est. Return
MW
Melia Wealth Tulsa, Oklahoma $207M AUM 13.85% 1-Year Est. Return
Cetera Investment Advisers
Cetera Investment Advisers Schaumburg, Illinois $94B AUM 20.14% 1-Year Est. Return
Legal & General Group
Legal & General Group London, United Kingdom $432B AUM 29.4% 1-Year Est. Return

Guggenheim Capital's CSWC Position: Q1 2026 in Review

Guggenheim Capital increased its Capital Southwest (CSWC) stake by 6.4% in Q1 2026, buying an estimated $39.7K and bringing the position to 29,217 shares worth $646K. The position accounts for 0.01% of the portfolio, ranked #1128.

Guggenheim Capital first reported a position in CSWC in Q4 2021 and has held it in 13 quarters since. 168 funds tracked by Wall St. Rank hold CSWC as of Q1 2026.

  • Guggenheim Capital held 29,217 shares of Capital Southwest worth $646K as of Q1 2026.
  • Guggenheim Capital bought 1,756 Capital Southwest shares in Q1 2026, an estimated $39.7K.
  • Capital Southwest made up 0.01% of Guggenheim Capital's portfolio in Q1 2026, its #1128 holding.
  • Guggenheim Capital first reported a position in Capital Southwest in Q4 2021 and has held it in 13 quarters since.
  • 168 funds tracked by Wall St. Rank held Capital Southwest as of Q1 2026.

Based on Guggenheim Capital's 13F filing for Q1 2026, filed 15 May 2026.