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Capital Southwest
CSWC

Overview Fund Activity

64 hedge funds and large institutions have $64.1M invested in Capital Southwest in 2020 Q1 according to their latest regulatory filings, with 12 funds opening new positions, 23 increasing their positions, 17 reducing their positions, and 26 closing their positions.

Holders
64
Holders Change
-16
Holders Change %
-20%
% of All Funds
1.41%
Holding in Top 10
1
Holding in Top 10 Change
-2
Holding in Top 10 Change %
-66.67%
% of All Funds
0.02%
New
12
Increased
23
Reduced
17
Closed
26
Calls
–
Puts
$246K
Net Calls
-$246K
Net Calls Change
-$246K

Top Buyers

1
AM
1
Ares Management
California
$2.81M
2
RCM
2
Radcliffe Capital Management
Pennsylvania
$857K
3
D.E. Shaw & Co
3
D.E. Shaw & Co
New York
$666K
4
Two Sigma Advisers
4
Two Sigma Advisers
New York
$1.42M
5
Susquehanna International Group
5
Susquehanna International Group
Pennsylvania
$590K

Top Sellers

1
MCP
1
Moab Capital Partners
New York
$0
2
Marshall Wace
2
Marshall Wace
United Kingdom
$0
3
UBS Group
3
UBS Group
Switzerland
$689K
4
NA
4
Navellier & Associates
Nevada
$0
5
ZIG
5
Zuckerman Investment Group
Illinois
$10.4M
Name Holding Trade Value Shares
Change 		Shares
Change %
HH
26
Hilltop Holdings
Texas
$493K -$111K -9,725 -18%
Northern Trust
27
Northern Trust
Illinois
$482K +$389 +34 +0.1%
Morgan Stanley
28
Morgan Stanley
New York
$335K -$204K -17,866 -38%
RIG
29
Roosevelt Investment Group
New York
$311K +$197K +17,235 +172%
Mariner
30
Mariner
Kansas
$308K +$308K +16,871 New
Cambridge Investment Research Advisors
31
Cambridge Investment Research Advisors
Iowa
$290K +$68 +6 +0%
Two Sigma Investments
32
Two Sigma Investments
New York
$272K -$180K -15,750 -40%
California Public Employees Retirement System
33
California Public Employees Retirement System
California
$271K +$49.2K +4,300 +22%
HKAM
34
Horizon Kinetics Asset Management
New York
$212K -$1.14K -100 -0.5%
CG
35
Colony Group
Massachusetts
$204K – – –
BA
36
Bard Associates
Illinois
$203K – – –
WS
37
Wedbush Securities
California
$202K – – –
WGA
38
Weather Gauge Advisory
Virginia
$191K +$2.16K +189 +1%
US Bancorp
39
US Bancorp
Minnesota
$179K +$178K +15,631 +22,654%
LPL Financial
40
LPL Financial
California
$161K -$36.7K -3,220 -19%
GIM
41
Greenwich Investment Management
Connecticut
$161K +$2K +175 +1%
CAG
42
Csenge Advisory Group
Florida
$136K +$12.9K +1,131 +11%
Brown Advisory
43
Brown Advisory
Maryland
$122K – – –
Osaic Holdings
44
Osaic Holdings
Arizona
$97K +$97K +8,532 New
Victory Capital Management
45
Victory Capital Management
Texas
$70K +$70K +6,064 New
JPMorgan Chase & Co
46
JPMorgan Chase & Co
New York
$66K +$14.8K +1,288 +29%
Canada Life
47
Canada Life
Manitoba, Canada
$64K +$2.09K +181 +3%
PNC Financial Services Group
48
PNC Financial Services Group
Pennsylvania
$31K +$31K +2,672 New
CAN
49
Claraphi Advisory Network
United States
$25K +$25K +2,176 New
TRCT
50
Tower Research Capital (TRC)
New York
$22K -$2.1K -181 -9%
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