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Capital Southwest
CSWC

Overview Fund Activity

80 hedge funds and large institutions have $161M invested in Capital Southwest in 2019 Q4 according to their latest regulatory filings, with 21 funds opening new positions, 22 increasing their positions, 23 reducing their positions, and 8 closing their positions.

Holders
80
Holders Change
+11
Holders Change %
+15.94%
% of All Funds
1.58%
Holding in Top 10
3
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-25%
% of All Funds
0.06%
New
21
Increased
22
Reduced
23
Closed
8
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
VanEck Associates
1
VanEck Associates
New York
$3.73M
2
Marshall Wace
2
Marshall Wace
United Kingdom
$3.15M
3
Millennium Management
3
Millennium Management
New York
$6.81M
4
SMH
4
Sanders Morris Harris
Texas
$19.2M
5
VEA
5
Virtus ETF Advisers
New York
$3.36M

Top Sellers

1
MCP
1
Moab Capital Partners
New York
$5.34M
2
PAIM
2
Punch & Associates Investment Management
Minnesota
$25.7M
3
AI
3
Ariel Investments
Illinois
$3.36M
4
OAM
4
Oxford Asset Management
United Kingdom
$0
5
NA
5
Navellier & Associates
Nevada
$2.52M
Name Holding Trade Value Shares
Change 		Shares
Change %
AR
26
Advisory Research
Illinois
$1.1M -$77.7K -3,732 -7%
HH
27
Hilltop Holdings
Texas
$1.1M -$45.8K -2,200 -4%
Russell Investments Group
28
Russell Investments Group
United Kingdom
$1.02M -$2.08K -100 -0.2%
Morgan Stanley
29
Morgan Stanley
New York
$982K +$319K +15,327 +48%
Northern Trust
30
Northern Trust
Illinois
$877K +$708 +34 +0.1%
Two Sigma Investments
31
Two Sigma Investments
New York
$823K -$152K -7,330 -16%
Squarepoint
32
Squarepoint
New York
$729K +$238K +11,463 +49%
Citadel Advisors
33
Citadel Advisors
Florida
$681K -$57.9K -2,784 -8%
Wells Fargo
34
Wells Fargo
California
$634K +$91.2K +4,391 +17%
Cambridge Investment Research Advisors
35
Cambridge Investment Research Advisors
Iowa
$529K +$146 +7 +0%
MWNA
36
Marshall Wace North America
New York
$478K +$478K +22,982 New
Susquehanna International Group
37
Susquehanna International Group
Pennsylvania
$456K -$124K -5,944 -21%
California Public Employees Retirement System
38
California Public Employees Retirement System
California
$404K +$404K +19,400 New
SSA
39
Schonfeld Strategic Advisors
New York
$397K +$397K +19,100 New
HKAM
40
Horizon Kinetics Asset Management
New York
$389K – – –
CG
41
Colony Group
Massachusetts
$373K – – –
BA
42
Bard Associates
Illinois
$370K -$7.29K -350 -2%
WS
43
Wedbush Securities
California
$368K -$22.9K -1,100 -6%
LPL Financial
44
LPL Financial
California
$361K +$361K +17,359 New
WGA
45
Weather Gauge Advisory
Virginia
$344K +$3.64K +175 +1%
GIM
46
Greenwich Investment Management
Connecticut
$290K – – –
LTFS
47
Ladenburg Thalmann Financial Services
Florida
$274K +$6.79K +327 +3%
TI
48
Trexquant Investment
Connecticut
$274K +$274K +13,163 New
Geode Capital Management
49
Geode Capital Management
Massachusetts
$241K – – –
BAM
50
Belpointe Asset Management
Nevada
$238K -$127K -6,110 -35%
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