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Capital Southwest
CSWC

Overview Fund Activity

41 hedge funds and large institutions have $165M invested in Capital Southwest in 2017 Q3 according to their latest regulatory filings, with 1 funds opening new positions, 12 increasing their positions, 11 reducing their positions, and 8 closing their positions.

Holders
41
Holders Change
-7
Holders Change %
-14.58%
% of All Funds
1.02%
Holding in Top 10
3
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.07%
New
1
Increased
12
Reduced
11
Closed
8
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
KCM
1
Kennedy Capital Management
Missouri
$6.3M
2
ZIG
2
Zuckerman Investment Group
Illinois
$23.2M
3
AAM
3
Advisors Asset Management
Colorado
$711K
4
PAIM
4
Punch & Associates Investment Management
Minnesota
$30.9M
5
UBS Group
5
UBS Group
Switzerland
$6.39M

Top Sellers

1
ETC
1
Evercore Trust Company
New York
$0
2
CP
2
Clover Partners
Texas
$10.9M
3
MCP
3
Moab Capital Partners
New York
$27M
4
First Manhattan
4
First Manhattan
New York
$12.4M
5
RRAM
5
River Road Asset Management
Kentucky
$14.4M
Name Holding Trade Value Shares
Change 		Shares
Change %
JPMorgan Chase & Co
26
JPMorgan Chase & Co
New York
$237K -$31.2K -1,829 -12%
Geode Capital Management
27
Geode Capital Management
Massachusetts
$198K -$113K -6,617 -36%
LTFS
28
Ladenburg Thalmann Financial Services
Florida
$187K – – –
SBH
29
Segall Bryant & Hamill
Illinois
$183K – – –
Tudor Investment Corp
30
Tudor Investment Corp
Connecticut
$176K – – –
Bank of America
31
Bank of America
North Carolina
$115K -$24.1K -1,402 -17%
IA
32
IFP Advisors
Florida
$54K – – –
Morgan Stanley
33
Morgan Stanley
New York
$43K -$36.6K -2,168 -46%
Royal Bank of Canada
34
Royal Bank of Canada
Ontario, Canada
$30K +$19.7K +1,150 +191%
OAM
35
Oppenheimer Asset Management
New York
$27K +$27K +1,589 New
CG
36
Cutler Group
California
$20K – – –
TWA
37
TCI Wealth Advisors
Arizona
$14K – – –
TRCT
38
Tower Research Capital (TRC)
New York
$10K +$8.74K +487 +696%
OSNBOA
39
Old Second National Bank of Aurora
Illinois
$9K – – –
PAM
40
Panagora Asset Management
Massachusetts
$5K – – –
Manulife (Manufacturers Life Insurance)
41
Manulife (Manufacturers Life Insurance)
Ontario, Canada
$1K +$16 +1 +2%
ETC
42
Evercore Trust Company
New York
– -$9.44M -587,190 Closed
TC
43
TFS Capital
Pennsylvania
– -$179K -11,118 Closed
JC
44
JBF Capital
Colorado
– -$120K -7,477 Closed
WHG
45
Westwood Holdings Group
Texas
– -$77K -4,800 Closed
BWP
46
Baldwin Wealth Partners
Massachusetts
– -$54K -3,360 Closed
SIA
47
SeaBridge Investment Advisors
New Jersey
– -$21K -1,300 Closed
SEI Investments
48
SEI Investments
Pennsylvania
– -$8K -500 Closed
PCM
49
Prelude Capital Management
New York
– -$3K -200 Closed
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