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Capital Southwest

41 hedge funds and large institutions have $165M invested in Capital Southwest in 2017 Q3 according to their latest regulatory filings, with 1 funds opening new positions, 12 increasing their positions, 11 reducing their positions, and 8 closing their positions.

New
Increased
Maintained
Reduced
Closed

9% more repeat investments, than reductions

Existing positions increased: 12 | Existing positions reduced: 11

3% more capital invested

Capital invested by funds: $160M → $165M (+$4.96M)

0% more funds holding in top 10

Funds holding in top 10: 33 (0)

1.99% less ownership

Funds ownership: 62.03%60.03% (-2%)

15% less funds holding

Funds holding: 4841 (-7)

88% less first-time investments, than exits

New positions opened: 1 | Existing positions closed: 8

Holders
41
Holders Change
-7
Holders Change %
-14.58%
% of All Funds
1.02%
Holding in Top 10
3
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.07%
New
1
Increased
12
Reduced
11
Closed
8
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
JP Morgan Chase
26
JP Morgan Chase
New York
$237K -$30.2K -1,829 -12%
Geode Capital Management
27
Geode Capital Management
Massachusetts
$198K -$109K -6,617 -36%
LTFS
28
Ladenburg Thalmann Financial Services
Florida
$187K
SBH
29
Segall Bryant & Hamill
Illinois
$183K
Tudor Investment Corp
30
Tudor Investment Corp
Connecticut
$176K
Bank of America
31
Bank of America
North Carolina
$115K -$23.2K -1,402 -17%
IA
32
IFP Advisors
Florida
$54K
Morgan Stanley
33
Morgan Stanley
New York
$43K -$35.9K -2,168 -46%
Royal Bank of Canada
34
Royal Bank of Canada
Ontario, Canada
$30K +$19K +1,150 +191%
OAM
35
Oppenheimer Asset Management
New York
$27K +$26.3K +1,589 New
CG
36
Cutler Group
California
$20K
TWA
37
TCI Wealth Advisors
Arizona
$14K
TRCT
38
Tower Research Capital (TRC)
New York
$10K +$8.05K +487 +696%
OSNBOA
39
Old Second National Bank of Aurora
Illinois
$9K
PAM
40
Panagora Asset Management
Massachusetts
$5K
Manulife (Manufacturers Life Insurance)
41
Manulife (Manufacturers Life Insurance)
Ontario, Canada
$1K +$17 +1 +2%
ETC
42
Evercore Trust Company
New York
-$9.44M -587,190 Closed
TC
43
TFS Capital
Pennsylvania
-$179K -11,118 Closed
JC
44
JBF Capital
Colorado
-$120K -7,477 Closed
WHG
45
Westwood Holdings Group
Texas
-$77K -4,800 Closed
BWP
46
Baldwin Wealth Partners
Massachusetts
-$54K -3,360 Closed
SIA
47
SeaBridge Investment Advisors
New Jersey
-$21K -1,300 Closed
SEI Investments
48
SEI Investments
Pennsylvania
-$8K -500 Closed
PCM
49
Prelude Capital Management
New York
-$3K -200 Closed

CSWC Hedge Fund Activity: Q3 2017 in Review

41 of the 4,011 institutional investors tracked by Wall St. Rank reported a position in Capital Southwest (CSWC) for Q3 2017, worth a combined $165M — up 3.1% from $160M a quarter earlier.

Sellers outnumbered buyers: 8 funds closed out of CSWC and 1 opened new positions — a net loss of 7 holders — while 11 trimmed existing stakes and 12 added.

The largest buyer was Kennedy Capital Management, adding an estimated $5.36M. The largest seller was Evercore Trust Company, exiting entirely with an estimated $9.44M sold.

  • 41 institutional investors held Capital Southwest (CSWC) as of Q3 2017, down from 48 in Q2 2017.
  • Funds reported $165M of Capital Southwest stock for Q3 2017, up 3.1% quarter-over-quarter.
  • 1 fund opened new Capital Southwest positions in Q3 2017 and 8 closed out, a net change of -7 holders.
  • The largest Capital Southwest buyer in Q3 2017 was Kennedy Capital Management, an estimated $5.36M added.
  • The largest Capital Southwest seller in Q3 2017 was Evercore Trust Company, an estimated $9.44M sold.

Based on aggregated 13F filings for Q3 2017.