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Oppenheimer Asset Management’s Capital Southwest CSWC Stock Holding History

Oppenheimer Asset Management’s Portfolio CSWC Stock Details CSWC Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2017
Q4 		– Sell
-1,589
Closed -$27K – 1174
2017
Q3 		$27K Buy
+1,589
New +$26.3K ﹤0.01% 1464

Other funds holding CSWC

PAIM
Punch & Associates Investment Management Edina, Minnesota $1.73B AUM 27.65% 1-Year Est. Return
MCP
Moab Capital Partners Southampton, New York $41M AUM 33.21% 1-Year Est. Return
ZIG
Zuckerman Investment Group Chicago, Illinois $1.07B AUM 29.43% 1-Year Est. Return
AI
Ariel Investments Chicago, Illinois $8.93B AUM 29.58% 1-Year Est. Return
RRAM
River Road Asset Management Louisville, Kentucky $8.99B AUM 12.83% 1-Year Est. Return
First Manhattan
First Manhattan New York $36.1B AUM 11.5% 1-Year Est. Return
KCM
Kennedy Capital Management St Louis, Missouri $4.72B AUM 36.69% 1-Year Est. Return
UBS Group
UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return
TAM
Third Avenue Management New York $616M AUM 45.6% 1-Year Est. Return
GWI
Grace & White Inc Ny, New York $632M AUM 34.34% 1-Year Est. Return

Oppenheimer Asset Management's CSWC Position: Q4 2017 in Review

Oppenheimer Asset Management sold out of Capital Southwest (CSWC) in Q4 2017, closing a stake of 1,589 shares — an estimated $27K sold.

Oppenheimer Asset Management first reported a position in CSWC in Q3 2017 and held it in 1 quarter. The position peaked at $27K in Q3 2017. 41 funds tracked by Wall St. Rank hold CSWC as of Q4 2017.

  • Oppenheimer Asset Management reported no remaining Capital Southwest position as of Q4 2017 after selling out during the quarter.
  • Oppenheimer Asset Management sold 1,589 Capital Southwest shares in Q4 2017, an estimated $27K.
  • Oppenheimer Asset Management first reported a position in Capital Southwest in Q3 2017 and held it in 1 quarter.
  • Oppenheimer Asset Management's Capital Southwest position peaked at $27K in Q3 2017.
  • 41 funds tracked by Wall St. Rank held Capital Southwest as of Q4 2017.

Based on Oppenheimer Asset Management's 13F filing for Q4 2017, filed 7 Feb 2018.