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Capital Southwest
CSWC

Overview Fund Activity

43 hedge funds and large institutions have $170M invested in Capital Southwest in 2017 Q1 according to their latest regulatory filings, with 5 funds opening new positions, 14 increasing their positions, 9 reducing their positions, and 6 closing their positions.

Holders
43
Holders Change
-2
Holders Change %
-4.44%
% of All Funds
1.07%
Holding in Top 10
5
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.12%
New
5
Increased
14
Reduced
9
Closed
6
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
UBS Group
1
UBS Group
Switzerland
$6.26M
2
RRAM
2
River Road Asset Management
Kentucky
$16.6M
3
PAIM
3
Punch & Associates Investment Management
Minnesota
$28.8M
4
AI
4
Ariel Investments
Illinois
$16.1M
5
KCM
5
Kennedy Capital Management
Missouri
$213K

Top Sellers

1
ZIG
1
Zuckerman Investment Group
Illinois
$21.3M
2
First Manhattan
2
First Manhattan
New York
$13.3M
3
MCP
3
Moab Capital Partners
New York
$27.6M
4
ETC
4
Evercore Trust Company
New York
$10.1M
5
Wells Fargo
5
Wells Fargo
California
$347K
Name Holding Trade Value Shares
Change 		Shares
Change %
Brown Advisory
26
Brown Advisory
Maryland
$248K – – –
JPMorgan Chase & Co
27
JPMorgan Chase & Co
New York
$245K +$70.7K +4,187 +41%
KCM
28
Kennedy Capital Management
Missouri
$213K +$213K +12,607 New
LTFS
29
Ladenburg Thalmann Financial Services
Florida
$184K – – –
SBH
30
Segall Bryant & Hamill
Illinois
$180K – – –
Tudor Investment Corp
31
Tudor Investment Corp
Connecticut
$173K – – –
Bank of America
32
Bank of America
North Carolina
$135K – – –
JC
33
JBF Capital
Colorado
$126K +$126K +7,477 New
Citigroup
34
Citigroup
New York
$118K +$19K +1,125 +19%
Morgan Stanley
35
Morgan Stanley
New York
$93K -$76.4K -4,526 -45%
BWP
36
Baldwin Wealth Partners
Massachusetts
$57K – – –
SIA
37
SeaBridge Investment Advisors
New Jersey
$22K +$22K +1,300 New
TWA
38
TCI Wealth Advisors
Arizona
$14K – – –
OSNBOA
39
Old Second National Bank of Aurora
Illinois
$8K – – –
CG
40
Cutler Group
California
$8K – – –
PCM
41
Prelude Capital Management
New York
$8K +$8K +500 New
PAM
42
Panagora Asset Management
Massachusetts
$5K – – –
Manulife (Manufacturers Life Insurance)
43
Manulife (Manufacturers Life Insurance)
Ontario, Canada
$2K +$2K +94 New
GCP
44
GSA Capital Partners
United Kingdom
– -$207K -12,837 Closed
CHAM
45
Clear Harbor Asset Management
Connecticut
– -$176K -10,895 Closed
NFA
46
Nationwide Fund Advisors
Ohio
– -$47K -2,900 Closed
JIC
47
Joel Isaacson & Co
New York
– -$16K -1,000 Closed
Creative Planning
48
Creative Planning
Kansas
– -$8K -500 Closed
TRCT
49
Tower Research Capital (TRC)
New York
– -$6K -389 Closed
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