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Capital Southwest

43 hedge funds and large institutions have $170M invested in Capital Southwest in 2017 Q1 according to their latest regulatory filings, with 5 funds opening new positions, 14 increasing their positions, 9 reducing their positions, and 6 closing their positions.

New
Increased
Maintained
Reduced
Closed

56% more repeat investments, than reductions

Existing positions increased: 14 | Existing positions reduced: 9

3% more capital invested

Capital invested by funds: $165M → $170M (+$4.39M)

0% more funds holding in top 10

Funds holding in top 10: 55 (0)

1.9% less ownership

Funds ownership: 64.74%62.84% (-1.9%)

4% less funds holding

Funds holding: 4543 (-2)

17% less first-time investments, than exits

New positions opened: 5 | Existing positions closed: 6

Holders
43
Holders Change
-2
Holders Change %
-4.44%
% of All Funds
1.07%
Holding in Top 10
5
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.12%
New
5
Increased
14
Reduced
9
Closed
6
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Brown Advisory
26
Brown Advisory
Maryland
$248K
JP Morgan Chase
27
JP Morgan Chase
New York
$245K +$68.5K +4,187 +41%
KCM
28
Kennedy Capital Management
Missouri
$213K +$206K +12,607 New
LTFS
29
Ladenburg Thalmann Financial Services
Florida
$184K
SBH
30
Segall Bryant & Hamill
Illinois
$180K
Tudor Investment Corp
31
Tudor Investment Corp
Connecticut
$173K
Bank of America
32
Bank of America
North Carolina
$135K
JC
33
JBF Capital
Colorado
$126K +$122K +7,477 New
Citigroup
34
Citigroup
New York
$118K +$18.4K +1,125 +19%
Morgan Stanley
35
Morgan Stanley
New York
$93K -$74K -4,526 -45%
BWP
36
Baldwin Wealth Partners
Massachusetts
$57K
SIA
37
SeaBridge Investment Advisors
New Jersey
$22K +$21.3K +1,300 New
TWA
38
TCI Wealth Advisors
Arizona
$14K
CG
39
Cutler Group
California
$8K
OSNBOA
40
Old Second National Bank of Aurora
Illinois
$8K
PCM
41
Prelude Capital Management
New York
$8K +$8.18K +500 New
PAM
42
Panagora Asset Management
Massachusetts
$5K
Manulife (Manufacturers Life Insurance)
43
Manulife (Manufacturers Life Insurance)
Ontario, Canada
$2K +$1.54K +94 New
GCP
44
GSA Capital Partners
United Kingdom
-$207K -12,837 Closed
CHAM
45
Clear Harbor Asset Management
Connecticut
-$176K -10,895 Closed
NFA
46
Nationwide Fund Advisors
Ohio
-$47K -2,900 Closed
JIC
47
Joel Isaacson & Co
New York
-$16K -1,000 Closed
Creative Planning
48
Creative Planning
Kansas
-$8K -500 Closed
TRCT
49
Tower Research Capital (TRC)
New York
-$6K -389 Closed

CSWC Hedge Fund Activity: Q1 2017 in Review

43 of the 4,017 institutional investors tracked by Wall St. Rank reported a position in Capital Southwest (CSWC) for Q1 2017, worth a combined $170M — up 2.7% from $165M a quarter earlier.

Sellers outnumbered buyers: 6 funds closed out of CSWC and 5 opened new positions — a net loss of 1 holder — while 9 trimmed existing stakes and 14 added.

The largest buyer was UBS Group, adding an estimated $1.2M. The largest seller was Zuckerman Investment Group, cutting an estimated $2.27M.

  • 43 institutional investors held Capital Southwest (CSWC) as of Q1 2017, down from 45 in Q4 2016.
  • Funds reported $170M of Capital Southwest stock for Q1 2017, up 2.7% quarter-over-quarter.
  • 5 funds opened new Capital Southwest positions in Q1 2017 and 6 closed out, a net change of -1 holder.
  • The largest Capital Southwest buyer in Q1 2017 was UBS Group, an estimated $1.2M added.
  • The largest Capital Southwest seller in Q1 2017 was Zuckerman Investment Group, an estimated $2.27M sold.

Based on aggregated 13F filings for Q1 2017.