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Capital Southwest
CSWC

63 hedge funds and large institutions have $290M invested in Capital Southwest in 2014 Q3 according to their latest regulatory filings, with 7 funds opening new positions, 15 increasing their positions, 22 reducing their positions, and 16 closing their positions.

New
Increased
Maintained
Reduced
Closed

0% more funds holding in top 10

Funds holding in top 10: 2 → 2 (0)

4% less capital invested

Capital invested by funds: $301M → $290M (-$11.4M)

13% less funds holding

Funds holding: 72 → 63 (-9)

32% less repeat investments, than reductions

Existing positions increased: 15 | Existing positions reduced: 22

56% less first-time investments, than exits

New positions opened: 7 | Existing positions closed: 16

Holders
63
Holders Change
-9
Holders Change %
-12.5%
% of All Funds
1.83%
Holding in Top 10
2
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.06%
New
7
Increased
15
Reduced
22
Closed
16
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
ZIG
Zuckerman Investment Group
Illinois
+$5.74M
2
RRC
Red Rocks Capital
Colorado
+$4.09M
3
AR
Advisory Research
Illinois
+$3.17M
4
CCP
Centaur Capital Partners
Texas
+$1.86M
5
Schroder Investment Management Group
Schroder Investment Management Group
United Kingdom
+$1.41M

Top Sellers

Rank Fund Capital Flow
1
Dimensional Fund Advisors
Dimensional Fund Advisors
Texas
-$4.71M
2
Northern Trust
Northern Trust
Illinois
-$3.95M
3
Deutsche Bank
Deutsche Bank
Germany
-$2.34M
4
TAM
Third Avenue Management
New York
-$2.3M
5
PP
Paloma Partners
Connecticut
-$2.09M
Name Holding Trade Value Shares
Change 		Change in
Stake
BCM
26
Bares Capital Management
Texas
$1.35M +$264K +19,362 +23%
Millennium Management
27
Millennium Management
New York
$1.05M +$258K +18,923 +31%
ACI
28
AMP Capital Investors
Australia
$802K +$592K +43,386 +284%
SGAM
29
Steinberg Global Asset Management
Florida
$600K +$74.3K +5,448 +14%
SBH
30
Segall Bryant & Hamill
Illinois
$572K – – –
WS
31
Wedbush Securities
California
$531K – – –
HC
32
Highmount Capital
New York
$524K – – –
SCM
33
Sterling Capital Management
North Carolina
$509K – – –
LP
34
LMR Partners
United Kingdom
$463K -$1.04M -76,218 -68%
Bank of America
35
Bank of America
North Carolina
$414K +$83.3K +6,112 +24%
Allianz Asset Management
36
Allianz Asset Management
Germany
$413K – – –
Northern Trust
37
Northern Trust
Illinois
$388K -$3.95M -289,382 -91%
LTFS
38
Ladenburg Thalmann Financial Services
Florida
$380K -$30.2K -2,214 -7%
Cambridge Investment Research Advisors
39
Cambridge Investment Research Advisors
Iowa
$373K -$55.7K -4,086 -13%
Arrowstreet Capital
40
Arrowstreet Capital
Massachusetts
$345K -$440K -32,255 -55%
Fisher Asset Management
41
Fisher Asset Management
Washington
$343K – – –
D.E. Shaw & Co
42
D.E. Shaw & Co
New York
$335K +$44.6K +3,272 +15%
PP
43
PDT Partners
New York
$303K -$161K -11,800 -34%
WKWM
44
Walter & Keenan Wealth Management
Indiana
$286K – – –
AG
45
Aperio Group
California
$260K +$270K +19,806 New
Morgan Stanley
46
Morgan Stanley
New York
$259K -$1.11M -81,135 -80%
Royal Bank of Canada
47
Royal Bank of Canada
Ontario, Canada
$222K +$230K +16,845 New
KCM
48
Kennedy Capital Management
Missouri
$220K +$228K +16,720 New
HCM
49
Hodges Capital Management
Texas
$215K +$223K +16,344 New
NFA
50
Nationwide Fund Advisors
Ohio
$118K -$12.3K -899 -9%
1
2
3 4

CSWC Hedge Fund Activity: Q3 2014 in Review

63 of the 3,446 institutional investors tracked by Wall St. Rank reported a position in Capital Southwest (CSWC) for Q3 2014, worth a combined $290M — down 3.8% from $301M a quarter earlier.

Sellers outnumbered buyers: 16 funds closed out of CSWC and 7 opened new positions — a net loss of 9 holders — while 22 trimmed existing stakes and 15 added.

The largest buyer was Zuckerman Investment Group, adding an estimated $5.74M. The largest seller was Dimensional Fund Advisors, cutting an estimated $4.71M.

  • 63 institutional investors held Capital Southwest (CSWC) as of Q3 2014, down from 72 in Q2 2014.
  • Funds reported $290M of Capital Southwest stock for Q3 2014, down 3.8% quarter-over-quarter.
  • 7 funds opened new Capital Southwest positions in Q3 2014 and 16 closed out, a net change of -9 holders.
  • The largest Capital Southwest buyer in Q3 2014 was Zuckerman Investment Group, an estimated $5.74M added.
  • The largest Capital Southwest seller in Q3 2014 was Dimensional Fund Advisors, an estimated $4.71M sold.

Based on aggregated 13F filings for Q3 2014.