CSWC icon

Capital Southwest
CSWC

Overview Fund Activity

63 hedge funds and large institutions have $290M invested in Capital Southwest in 2014 Q3 according to their latest regulatory filings, with 7 funds opening new positions, 15 increasing their positions, 22 reducing their positions, and 16 closing their positions.

Holders
63
Holders Change
-9
Holders Change %
-12.5%
% of All Funds
1.83%
Holding in Top 10
2
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.06%
New
7
Increased
15
Reduced
22
Closed
16
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
ZIG
1
Zuckerman Investment Group
Illinois
$51M
2
RRC
2
Red Rocks Capital
Colorado
$22.5M
3
AR
3
Advisory Research
Illinois
$33.6M
4
CCP
4
Centaur Capital Partners
Texas
$1.79M
5
Schroder Investment Management Group
5
Schroder Investment Management Group
United Kingdom
$14.2M

Top Sellers

1
Dimensional Fund Advisors
1
Dimensional Fund Advisors
Texas
$25.5M
2
Northern Trust
2
Northern Trust
Illinois
$388K
3
Deutsche Bank
3
Deutsche Bank
Germany
$0
4
TAM
4
Third Avenue Management
New York
$5.38M
5
PP
5
Paloma Partners
Connecticut
$0
Name Holding Trade Value Shares
Change 		Shares
Change %
BCM
26
Bares Capital Management
Texas
$1.36M +$254K +19,362 +23%
Millennium Management
27
Millennium Management
New York
$1.05M +$249K +18,924 +31%
ACI
28
AMP Capital Investors
Australia
$802K +$593K +43,386 +284%
SGAM
29
Steinberg Global Asset Management
Florida
$600K +$71.5K +5,448 +14%
SBH
30
Segall Bryant & Hamill
Illinois
$572K – – –
WS
31
Wedbush Securities
California
$531K – – –
HC
32
Highmount Capital
New York
$524K – – –
SCM
33
Sterling Capital Management
North Carolina
$509K – – –
LP
34
LMR Partners
United Kingdom
$463K -$1M -76,218 -68%
Bank of America
35
Bank of America
North Carolina
$414K +$80.1K +6,112 +24%
Allianz Asset Management
36
Allianz Asset Management
Germany
$413K – – –
Northern Trust
37
Northern Trust
Illinois
$388K -$3.8M -289,382 -91%
LTFS
38
Ladenburg Thalmann Financial Services
Florida
$380K -$29.1K -2,214 -7%
Cambridge Investment Research Advisors
39
Cambridge Investment Research Advisors
Iowa
$373K -$53.7K -4,086 -13%
Arrowstreet Capital
40
Arrowstreet Capital
Massachusetts
$345K -$424K -32,255 -55%
Fisher Asset Management
41
Fisher Asset Management
Washington
$343K – – –
D.E. Shaw & Co
42
D.E. Shaw & Co
New York
$335K +$43K +3,272 +15%
PP
43
PDT Partners
New York
$303K -$155K -11,800 -34%
WKWM
44
Walter & Keenan Wealth Management
Indiana
$286K – – –
AG
45
Aperio Group
California
$260K +$260K +19,806 New
Morgan Stanley
46
Morgan Stanley
New York
$259K -$1.06M -81,135 -80%
Royal Bank of Canada
47
Royal Bank of Canada
Ontario, Canada
$222K +$222K +16,845 New
KCM
48
Kennedy Capital Management
Missouri
$220K +$220K +16,720 New
HCM
49
Hodges Capital Management
Texas
$215K +$215K +16,344 New
NFA
50
Nationwide Fund Advisors
Ohio
$118K -$11.8K -899 -9%
1
2
3 4