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Capital Southwest
CSWC

82 hedge funds and large institutions have $279M invested in Capital Southwest in 2014 Q1 according to their latest regulatory filings, with 14 funds opening new positions, 28 increasing their positions, 27 reducing their positions, and 3 closing their positions.

New
Increased
Maintained
Reduced
Closed

367% more first-time investments, than exits

New positions opened: 14 | Existing positions closed: 3

15% more funds holding

Funds holding: 71 → 82 (+11)

12% more capital invested

Capital invested by funds: $250M → $279M (+$28.8M)

4% more repeat investments, than reductions

Existing positions increased: 28 | Existing positions reduced: 27

0% more funds holding in top 10

Funds holding in top 10: 2 → 2 (0)

Holders
82
Holders Change
+11
Holders Change %
+15.49%
% of All Funds
2.37%
Holding in Top 10
2
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.06%
New
14
Increased
28
Reduced
27
Closed
3
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
AR
Advisory Research
Illinois
+$20.5M
2
RRC
Red Rocks Capital
Colorado
+$4.62M
3
Comerica Bank
Comerica Bank
Texas
+$4.28M
4
ZIG
Zuckerman Investment Group
Illinois
+$2.06M
5
SMDAM
Sumitomo Mitsui DS Asset Management
Japan
+$1.18M

Top Sellers

Rank Fund Capital Flow
1
Vanguard Group
Vanguard Group
Pennsylvania
-$3.38M
2
BIT
BlackRock Institutional Trust
California
-$2.12M
3
Morgan Stanley
Morgan Stanley
New York
-$1.37M
4
Invesco
Invesco
Georgia
-$555K
5
TC
TFS Capital
Pennsylvania
-$540K
Name Holding Trade Value Shares
Change 		Change in
Stake
Harris Associates
26
Harris Associates
Illinois
$1.59M -$332K -26,150 -17%
Goldman Sachs
27
Goldman Sachs
New York
$1.53M +$88.6K +6,976 +6%
BCM
28
Bridgeway Capital Management
Texas
$1.36M -$8.65K -681 -0.6%
ZCM
29
Zebra Capital Management
Connecticut
$1.33M +$685K +53,963 +106%
PAM
30
Panagora Asset Management
Massachusetts
$1.19M -$6.4K -504 -0.5%
Vanguard Group
31
Vanguard Group
Pennsylvania
$1.1M -$3.38M -266,472 -76%
BCM
32
Bares Capital Management
Texas
$1.06M -$37.8K -2,975 -3%
Citadel Advisors
33
Citadel Advisors
Florida
$928K +$925K +72,813 New
California State Teachers Retirement System (CalSTRS)
34
California State Teachers Retirement System (CalSTRS)
California
$847K – – –
TA
35
Teachers Advisors
New York
$694K – – –
Charles Schwab
36
Charles Schwab
California
$667K – – –
AllianceBernstein
37
AllianceBernstein
Tennessee
$636K -$76.1K -5,993 -11%
RhumbLine Advisers
38
RhumbLine Advisers
Massachusetts
$595K -$19.9K -1,569 -3%
CS
39
Credit Suisse
Switzerland
$595K +$293K +23,048 +97%
Morgan Stanley
40
Morgan Stanley
New York
$564K -$1.37M -107,808 -71%
SBH
41
Segall Bryant & Hamill
Illinois
$556K – – –
WS
42
Wedbush Securities
California
$550K – – –
TC
43
TFS Capital
Pennsylvania
$542K -$540K -42,497 -50%
VOYA Investment Management
44
VOYA Investment Management
Georgia
$517K – – –
HC
45
Highmount Capital
New York
$509K – – –
SO
46
STRS Ohio
Ohio
$487K -$311K -24,472 -39%
ProShare Advisors
47
ProShare Advisors
Maryland
$473K +$471K +37,109 New
NFA
48
Nationwide Fund Advisors
Ohio
$442K -$8.75K -689 -2%
Cambridge Investment Research Advisors
49
Cambridge Investment Research Advisors
Iowa
$431K +$430K +33,843 New
Geode Capital Management
50
Geode Capital Management
Massachusetts
$427K +$19.5K +1,537 +5%
1
2
3 4

CSWC Hedge Fund Activity: Q1 2014 in Review

82 of the 3,462 institutional investors tracked by Wall St. Rank reported a position in Capital Southwest (CSWC) for Q1 2014, worth a combined $279M — up 12% from $250M a quarter earlier.

Buyers outnumbered sellers: 14 funds opened new CSWC positions and 3 closed out — a net gain of 11 holders — while 28 added to existing stakes and 27 trimmed.

The largest buyer was Advisory Research, adding an estimated $20.5M. The largest seller was Vanguard Group, cutting an estimated $3.38M.

  • 82 institutional investors held Capital Southwest (CSWC) as of Q1 2014, up from 71 in Q4 2013.
  • Funds reported $279M of Capital Southwest stock for Q1 2014, up 12% quarter-over-quarter.
  • 14 funds opened new Capital Southwest positions in Q1 2014 and 3 closed out, a net change of +11 holders.
  • The largest Capital Southwest buyer in Q1 2014 was Advisory Research, an estimated $20.5M added.
  • The largest Capital Southwest seller in Q1 2014 was Vanguard Group, an estimated $3.38M sold.

Based on aggregated 13F filings for Q1 2014.