CEM

ClearBridge MLP and Midstream Fund Inc.
CEM

Overview Fund Activity
Delisted

CEM was delisted on the 6th of September, 2024.

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89 hedge funds and large institutions have $235M invested in ClearBridge MLP and Midstream Fund Inc. in 2019 Q3 according to their latest regulatory filings, with 10 funds opening new positions, 40 increasing their positions, 21 reducing their positions, and 10 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
89
Holders Change
-1
Holders Change %
-1.11%
% of All Funds
1.95%
Holding in Top 10
1
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-50%
% of All Funds
0.02%
New
10
Increased
40
Reduced
21
Closed
10
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
SIA
1
Sit Investment Associates
Minnesota
$6.82M
2
WAM
2
Wolverine Asset Management
Illinois
$4.14M
3
KACA
3
Kayne Anderson Capital Advisors
California
$4.76M
4
SEIA
4
Signature Estate & Investment Advisors
California
$17.3M
5
Morgan Stanley
5
Morgan Stanley
New York
$57.7M

Top Sellers

1
VF
1
Virtu Financial
New York
$1.26M
2
Royal Bank of Canada
2
Royal Bank of Canada
Ontario, Canada
$9.45M
3
TJHA
3
Thomas J. Herzfeld Advisors
Florida
$0
4
Millennium Management
4
Millennium Management
New York
$184K
5
EWM
5
Edge Wealth Management
New York
$357K
Name Holding Trade Value Shares
Change 		Shares
Change %
WCG
76
Weaver Consulting Group
California
$11K – – –
Fifth Third Bancorp
77
Fifth Third Bancorp
Ohio
$11K +$11K +200 New
S
78
SignatureFD
Georgia
$10K -$278 -5 -3%
EAM
79
Eukles Asset Management
Ohio
$8K – – –
CAGAS
80
Capital Advisory Group Advisory Services
Minnesota
$7K – – –
LFG
81
Larson Financial Group
Missouri
$7K +$175 +3 +3%
NFG
82
Next Financial Group
Texas
$6K – – –
AF
83
Advisornet Financial
Minnesota
$5K – – –
CB
84
Community Bank
New York
$5K – – –
FHA
85
Flagship Harbor Advisors
Massachusetts
$4K – – –
BFEC
86
Benjamin F. Edwards & Company
Missouri
$3K – – –
Fidelity Investments
87
Fidelity Investments
Massachusetts
$3K +$3K +53 New
SFS
88
Sowell Financial Services
Arkansas
$1K +$1K +20 New
GT
89
Glenmede Trust
Pennsylvania
$15 – – –
TJHA
90
Thomas J. Herzfeld Advisors
Florida
– -$654K -10,954 Closed
BCM
91
Brookstone Capital Management
Illinois
– -$153K -2,560 Closed
BFIM
92
Beese Fulmer Investment Management
Ohio
– -$128K -2,145 Closed
YWP
93
YorkBridge Wealth Partners
New York
– -$92K -1,537 Closed
TRCT
94
Tower Research Capital (TRC)
New York
– -$51K -849 Closed
LA
95
Legacy Advisors
Pennsylvania
– -$26K -437 Closed
RIA
96
Realta Investment Advisors
Delaware
– -$25K -411 Closed
FANJ
97
Financial Architects (New Jersey)
New Jersey
– -$6K -107 Closed
CTC
98
Central Trust Company
Missouri
– -$4K -65 Closed
CFA
99
Carroll Financial Associates
North Carolina
– -$2K -37 Closed
HWM
100
Holloway Wealth Management
Florida
– -$62K – –
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