Benjamin F. Edwards & Company’s ClearBridge MLP and Midstream Fund Inc. CEM Stock Holding History

Benjamin F. Edwards & Company’s Portfolio CEM Stock Details CEM Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q4	–	Sell	-61	Closed	-$3K	–	1958
2019 Q3	$3K	Hold	61	–	–	﹤0.01%	1717
2019 Q2	$4K	Buy	+61	New	+$3.76K	﹤0.01%	1709
2017 Q4	–	Sell	-17	Closed	-$1K	–	1635
2017 Q3	$1K	Hold	17	–	–	﹤0.01%	1512
2017 Q2	$1K	Hold	17	–	–	﹤0.01%	1431
2017 Q1	$1K	Hold	17	–	–	﹤0.01%	1320
2016 Q4	$1K	Hold	17	–	–	﹤0.01%	1211
2016 Q3	$1K	Hold	17	–	–	﹤0.01%	1098
2016 Q2	$1K	Hold	17	–	–	﹤0.01%	1061
2016 Q1	$1K	Hold	17	–	–	﹤0.01%	1067
2015 Q4	$1K	Buy	+17	New	+$1.5K	﹤0.01%	1114

Other funds holding CEM

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

MGAM

McGowan Group Asset Management Dallas, Texas $785M AUM 15.71% 1-Year Est. Return

SEIA

Signature Estate & Investment Advisors Los Angeles, California $5.56B AUM 26.66% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

AIM

Allen Investment Management New York $8.09B AUM 16.78% 1-Year Est. Return

Terril Brothers St. Louis, Missouri $366M AUM 29.25% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

SIA

Sit Investment Associates Minneapolis, Minnesota $4.93B AUM 12.22% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Benjamin F. Edwards & Company's CEM Position: Q4 2019 in Review

Benjamin F. Edwards & Company sold out of ClearBridge MLP and Midstream Fund Inc. (CEM) in Q4 2019, closing a stake of 61 shares — an estimated $3K sold.

Benjamin F. Edwards & Company first reported a position in CEM in Q4 2015 and held it in 10 quarters. The position peaked at $4K in Q2 2019. 84 funds tracked by Wall St. Rank hold CEM as of Q4 2019.

Benjamin F. Edwards & Company reported no remaining ClearBridge MLP and Midstream Fund Inc. position as of Q4 2019 after selling out during the quarter.
Benjamin F. Edwards & Company sold 61 ClearBridge MLP and Midstream Fund Inc. shares in Q4 2019, an estimated $3K.
Benjamin F. Edwards & Company first reported a position in ClearBridge MLP and Midstream Fund Inc. in Q4 2015 and held it in 10 quarters.
Benjamin F. Edwards & Company's ClearBridge MLP and Midstream Fund Inc. position peaked at $4K in Q2 2019.
84 funds tracked by Wall St. Rank held ClearBridge MLP and Midstream Fund Inc. as of Q4 2019.

Based on Benjamin F. Edwards & Company's 13F filing for Q4 2019, filed 6 Feb 2020.