CEM

ClearBridge MLP and Midstream Fund Inc.
CEM

Overview Fund Activity
Delisted

CEM was delisted on the 6th of September, 2024.

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49 hedge funds and large institutions have $37.3M invested in ClearBridge MLP and Midstream Fund Inc. in 2020 Q3 according to their latest regulatory filings, with 7 funds opening new positions, 11 increasing their positions, 28 reducing their positions, and 34 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
49
Holders Change
-27
Holders Change %
-35.53%
% of All Funds
0.99%
Holding in Top 10
1
Holding in Top 10 Change
+1
Holding in Top 10 Change %
%
% of All Funds
0.02%
New
7
Increased
11
Reduced
28
Closed
34
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
AC
Aristides Capital
Kentucky
$3.08M
2
OA
Oxbow Advisors
Texas
$1.43M
3
HighTower Advisors
HighTower Advisors
Illinois
$631K
4
Bank of America
Bank of America
North Carolina
$1.85M
5
Ameriprise
Ameriprise
Minnesota
$1.74M

Top Sellers

1
CA
Cornerstone Advisors
North Carolina
$1.61M
2
RCM
Rivernorth Capital Management
Florida
$0
3
Morgan Stanley
Morgan Stanley
New York
$6.05M
4
CCP
Clough Capital Partners
Massachusetts
$327K
5
MGWM
Marks Group Wealth Management
Minnesota
$0
Name Holding Trade Value Shares
Change 		Shares
Change %
Goldman Sachs
51
Goldman Sachs
New York
– -$205K -12,839 Closed
CAN
52
Cetera Advisor Networks
California
– -$153K -9,577 Closed
Cambridge Investment Research Advisors
53
Cambridge Investment Research Advisors
Iowa
– -$140K -8,755 Closed
FAIM
54
Financial Advocates Investment Management
Washington
– -$133K -8,310 Closed
JPMPWA
55
J.P. Morgan Private Wealth Advisors
California
– -$108K -6,787 Closed
LPL Financial
56
LPL Financial
California
– -$102K -6,392 Closed
QPWM
57
Quadrant Private Wealth Management
Pennsylvania
– -$98K -6,135 Closed
DA
58
Doliver Advisors
Texas
– -$92K -5,788 Closed
SS
59
Sunbelt Securities
Texas
– -$87K -5,462 Closed
Truist Financial
60
Truist Financial
North Carolina
– -$71K -4,428 Closed
DC
61
Davenport & Co
Virginia
– -$67K -4,180 Closed
PTP
62
Platform Technology Partners
New York
– -$66K -4,112 Closed
DADC
63
D.A. Davidson & Co
Montana
– -$64K -4,017 Closed
Commonwealth Equity Services
64
Commonwealth Equity Services
Massachusetts
– -$58K -3,678 Closed
CIC
65
Carnegie Investment Counsel
Ohio
– -$58K -3,668 Closed
MAFM
66
Mid Atlantic Financial Management
Pennsylvania
– -$49K -3,100 Closed
Janney Montgomery Scott
67
Janney Montgomery Scott
Pennsylvania
– -$48K -3,033 Closed
SI
68
Stephens Inc
Arkansas
– -$48K -3,008 Closed
EWM
69
Edge Wealth Management
New York
– -$48K -3,000 Closed
PAG
70
Private Advisor Group
New Jersey
– -$41K -2,589 Closed
SEIA
71
Signature Estate & Investment Advisors
California
– -$41K -2,532 Closed
Envestnet Asset Management
72
Envestnet Asset Management
Illinois
– -$39K -2,417 Closed
VAS
73
Vestmark Advisory Solutions
Massachusetts
– -$37K -2,337 Closed
Stifel Financial
74
Stifel Financial
Missouri
– -$37K -2,310 Closed
SPC
75
Sigma Planning Corp
Michigan
– -$36K -2,274 Closed
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