CEM

ClearBridge MLP and Midstream Fund Inc.
CEM

Overview Fund Activity
Delisted

CEM was delisted on the 6th of September, 2024.

Back to rankings

98 hedge funds and large institutions have $222M invested in ClearBridge MLP and Midstream Fund Inc. in 2018 Q4 according to their latest regulatory filings, with 26 funds opening new positions, 19 increasing their positions, 38 reducing their positions, and 9 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
98
Holders Change
+16
Holders Change %
+19.51%
% of All Funds
2.19%
Holding in Top 10
2
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.04%
New
26
Increased
19
Reduced
38
Closed
9
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
HI
1
HBK Investments
Texas
$3.68M
2
KIM
2
Karpus Investment Management
New York
$2.02M
3
Royal Bank of Canada
3
Royal Bank of Canada
Ontario, Canada
$9.15M
4
CIC
4
Carnegie Investment Counsel
Ohio
$1.37M
5
WAM
5
Wolverine Asset Management
Illinois
$1.15M

Top Sellers

1
AIM
1
Allen Investment Management
New York
$1.25M
2
SIA
2
Sit Investment Associates
Minnesota
$8.11M
3
SEIA
3
Signature Estate & Investment Advisors
California
$9.71M
4
Wells Fargo
4
Wells Fargo
California
$2.16M
5
PI
5
Parkside Investments
Illinois
$1.15M
Name Holding Trade Value Shares
Change 		Shares
Change %
Goldman Sachs
26
Goldman Sachs
New York
$1.26M +$150K +2,882 +14%
AIM
27
Allen Investment Management
New York
$1.25M -$2.78M -53,419 -69%
RJA
28
Raymond James & Associates
Florida
$1.21M -$189K -3,638 -14%
WAM
29
Wolverine Asset Management
Illinois
$1.15M +$1.15M +22,072 New
PI
30
Parkside Investments
Illinois
$1.15M -$1.49M -28,666 -57%
CCP
31
Clough Capital Partners
Massachusetts
$1.12M +$1.12M +21,460 New
6M
32
6 Meridian
Kansas
$1.06M +$1.06M +20,439 New
LNC
33
Lincoln National Corp
Pennsylvania
$1.03M +$1.03M +19,730 New
US Bancorp
34
US Bancorp
Minnesota
$952K – – –
SIA
35
SeaBridge Investment Advisors
New Jersey
$890K -$37.3K -717 -4%
TJHA
36
Thomas J. Herzfeld Advisors
Florida
$850K +$850K +16,328 New
JPMPWA
37
J.P. Morgan Private Wealth Advisors
California
$843K -$13.3K -255 -2%
EWM
38
Edge Wealth Management
New York
$830K -$425K -8,159 -34%
DA
39
Doliver Advisors
Texas
$811K -$190K -3,649 -19%
Commonwealth Equity Services
40
Commonwealth Equity Services
Massachusetts
$723K +$67K +1,289 +10%
LPL Financial
41
LPL Financial
California
$641K -$193K -3,706 -23%
RJFSA
42
Raymond James Financial Services Advisors
Florida
$562K -$170K -3,266 -23%
DC
43
Davenport & Co
Virginia
$539K -$221K -4,253 -29%
Cambridge Investment Research Advisors
44
Cambridge Investment Research Advisors
Iowa
$513K -$104 -2 -0%
LWAC
45
Laurel Wealth Advisors (California)
California
$479K -$33.7K -649 -7%
BTS
46
BB&T Securities
Virginia
$466K -$208K -4,004 -31%
PNC Financial Services Group
47
PNC Financial Services Group
Pennsylvania
$410K +$210K +4,033 +105%
UR
48
USCA RIA
Texas
$393K -$521 -10 -0.1%
WAM
49
Weiss Asset Management
Massachusetts
$378K +$378K +7,267 New
PAG
50
Private Advisor Group
New Jersey
$365K -$104K -1,995 -22%
1
2
3 4 5