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CEM

ClearBridge MLP and Midstream Fund Inc.

Delisted

CEM was delisted on the 6th of September, 2024.

98 hedge funds and large institutions have $222M invested in ClearBridge MLP and Midstream Fund Inc. in 2018 Q4 according to their latest regulatory filings, with 26 funds opening new positions, 19 increasing their positions, 38 reducing their positions, and 9 closing their positions.

New
Increased
Maintained
Reduced
Closed

189% more first-time investments, than exits

New positions opened: 26 | Existing positions closed: 9

20% more funds holding

Funds holding: 8298 (+16)

0% more funds holding in top 10

Funds holding in top 10: 22 (0)

28% less capital invested

Capital invested by funds: $310M → $222M (-$87.6M)

50% less repeat investments, than reductions

Existing positions increased: 19 | Existing positions reduced: 38

Holders
98
Holders Change
+16
Holders Change %
+19.51%
% of All Funds
2.18%
Holding in Top 10
2
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.04%
New
26
Increased
19
Reduced
38
Closed
9
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Goldman Sachs
26
Goldman Sachs
New York
$1.26M +$180K +2,882 +14%
AIM
27
Allen Investment Management
New York
$1.25M -$3.35M -53,419 -69%
RJA
28
Raymond James & Associates
Florida
$1.21M -$228K -3,638 -14%
WAM
29
Wolverine Asset Management
Illinois
$1.15M +$1.38M +22,072 New
PI
30
Parkside Investments
Illinois
$1.15M -$1.8M -28,666 -57%
CCP
31
Clough Capital Partners
Massachusetts
$1.12M +$1.34M +21,460 New
6M
32
6 Meridian
Kansas
$1.06M +$1.28M +20,439 New
LNC
33
Lincoln National Corp
Pennsylvania
$1.03M +$1.24M +19,730 New
US Bancorp
34
US Bancorp
Minnesota
$952K
SIA
35
SeaBridge Investment Advisors
New Jersey
$890K -$44.9K -717 -4%
TJHA
36
Thomas J. Herzfeld Advisors
Florida
$850K +$1.02M +16,328 New
JMPWA
37
JP Morgan Private Wealth Advisors
California
$843K -$16K -255 -2%
EWM
38
Edge Wealth Management
New York
$830K -$511K -8,159 -34%
DA
39
Doliver Advisors
Texas
$811K -$229K -3,649 -19%
Commonwealth Equity Services
40
Commonwealth Equity Services
Massachusetts
$723K +$80.7K +1,289 +10%
LPL Financial
41
LPL Financial
California
$641K -$232K -3,706 -23%
RJFSA
42
Raymond James Financial Services Advisors
Florida
$562K -$205K -3,266 -23%
DC
43
Davenport & Co
Virginia
$539K -$266K -4,253 -29%
Cambridge Investment Research Advisors
44
Cambridge Investment Research Advisors
Iowa
$513K -$125 -2 -0%
LWAC
45
Laurel Wealth Advisors (California)
California
$479K -$40.6K -649 -7%
BTS
46
BB&T Securities
Virginia
$466K -$251K -4,004 -31%
PNC Financial Services Group
47
PNC Financial Services Group
Pennsylvania
$410K +$253K +4,033 +105%
UR
48
USCA RIA
Texas
$393K -$626 -10 -0.1%
WAM
49
Weiss Asset Management
Massachusetts
$378K +$455K +7,267 New
PAG
50
Private Advisor Group
New Jersey
$365K -$125K -1,995 -22%

CEM Hedge Fund Activity: Q4 2018 in Review

98 of the 4,488 institutional investors tracked by Wall St. Rank reported a position in ClearBridge MLP and Midstream Fund Inc. (CEM) for Q4 2018, worth a combined $222M — down 28% from $310M a quarter earlier.

Buyers outnumbered sellers: 26 funds opened new CEM positions and 9 closed out — a net gain of 17 holders — while 19 added to existing stakes and 38 trimmed.

The largest buyer was HBK Investments, opening a new position worth an estimated $4.43M. The largest seller was Allen Investment Management, cutting an estimated $3.35M.

  • 98 institutional investors held ClearBridge MLP and Midstream Fund Inc. (CEM) as of Q4 2018, up from 82 in Q3 2018.
  • Funds reported $222M of ClearBridge MLP and Midstream Fund Inc. stock for Q4 2018, down 28% quarter-over-quarter.
  • 26 funds opened new ClearBridge MLP and Midstream Fund Inc. positions in Q4 2018 and 9 closed out, a net change of +17 holders.
  • The largest ClearBridge MLP and Midstream Fund Inc. buyer in Q4 2018 was HBK Investments, an estimated $4.43M added.
  • The largest ClearBridge MLP and Midstream Fund Inc. seller in Q4 2018 was Allen Investment Management, an estimated $3.35M sold.

Based on aggregated 13F filings for Q4 2018.