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CEM

ClearBridge MLP and Midstream Fund Inc.
CEM

Delisted

CEM was delisted on the 6th of September, 2024.

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90 hedge funds and large institutions have $309M invested in ClearBridge MLP and Midstream Fund Inc. in 2017 Q4 according to their latest regulatory filings, with 24 funds opening new positions, 27 increasing their positions, 28 reducing their positions, and 10 closing their positions.

New
Increased
Maintained
Reduced
Closed

140% more first-time investments, than exits

New positions opened: 24 | Existing positions closed: 10

50% more funds holding in top 10

Funds holding in top 10: 2 → 3 (+1)

19% more capital invested

Capital invested by funds: $260M → $309M (+$48.7M)

18% more funds holding

Funds holding: 76 → 90 (+14)

4% less repeat investments, than reductions

Existing positions increased: 27 | Existing positions reduced: 28

Holders
90
Holders Change
+14
Holders Change %
+18.42%
% of All Funds
2.04%
Holding in Top 10
3
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+50%
% of All Funds
0.07%
New
24
Increased
27
Reduced
28
Closed
10
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
MGAM
McGowan Group Asset Management
Texas
+$27.5M
2
TB
Terril Brothers
Missouri
+$4.1M
3
SIA
Sit Investment Associates
Minnesota
+$2.18M
4
EWM
Edge Wealth Management
New York
+$1.94M
5
Morgan Stanley
Morgan Stanley
New York
+$1.64M

Top Sellers

Rank Fund Capital Flow
1
Bank of America
Bank of America
North Carolina
-$8.88M
2
FT
Fiduciary Trust
Massachusetts
-$2.63M
3
Bank of Nova Scotia
Bank of Nova Scotia
Ontario, Canada
-$2.14M
4
PAG
Private Advisor Group
New Jersey
-$533K
5
HK
Horizon Kinetics
New York
-$448K
Name Holding Trade Value Shares
Change 		Change in
Stake
HH
26
Hilltop Holdings
Texas
$1.48M -$3.71K -54 -0.3%
OA
27
Oxbow Advisors
Texas
$1.41M +$1.27M +18,413 New
Millennium Management
28
Millennium Management
New York
$1.39M +$1.08M +15,728 +620%
Invesco
29
Invesco
Georgia
$1.28M -$87.6K -1,274 -7%
AM
30
Ares Management
California
$1.27M +$1.15M +16,684 New
DC
31
Davenport & Co
Virginia
$1.15M -$348K -5,060 -25%
RJFSA
32
Raymond James Financial Services Advisors
Florida
$1.02M +$171K +2,488 +23%
Goldman Sachs
33
Goldman Sachs
New York
$923K +$831K +12,084 New
DADC
34
D.A. Davidson & Co
Montana
$897K +$247K +3,600 +44%
SI
35
Stephens Inc
Arkansas
$892K +$215K +3,121 +36%
Commonwealth Equity Services
36
Commonwealth Equity Services
Massachusetts
$866K -$35K -509 -4%
BOIA
37
Bush ODonnell Investment Advisors
Missouri
$820K -$52.2K -760 -7%
LWAC
38
Laurel Wealth Advisors (California)
California
$782K -$7.15K -104 -1%
Cambridge Investment Research Advisors
39
Cambridge Investment Research Advisors
Iowa
$730K +$3.37K +49 +0.5%
Citigroup
40
Citigroup
New York
$657K -$266K -3,869 -31%
UR
41
USCA RIA
Texas
$638K +$201K +2,920 +54%
DA
42
Doliver Advisors
Texas
$638K +$296K +4,309 +106%
6M
43
6 Meridian
Kansas
$628K +$566K +8,230 New
PI
44
Parkside Investments
Illinois
$591K +$532K +7,737 New
Janney Montgomery Scott
45
Janney Montgomery Scott
Pennsylvania
$579K -$50.6K -736 -9%
QPWM
46
Quadrant Private Wealth Management
Pennsylvania
$467K – – –
LPL Financial
47
LPL Financial
California
$434K +$26.5K +386 +7%
LNC
48
Lincoln National Corp
Pennsylvania
$425K +$81.7K +1,188 +27%
CS
49
Credit Suisse
Switzerland
$382K +$344K +5,000 New
BTS
50
BB&T Securities
Virginia
$320K -$327K -4,762 -53%
1
2
3 4 5

CEM Hedge Fund Activity: Q4 2017 in Review

90 of the 4,409 institutional investors tracked by Wall St. Rank reported a position in ClearBridge MLP and Midstream Fund Inc. (CEM) for Q4 2017, worth a combined $309M — up 19% from $260M a quarter earlier.

Buyers outnumbered sellers: 24 funds opened new CEM positions and 10 closed out — a net gain of 14 holders — while 27 added to existing stakes and 28 trimmed.

The largest buyer was McGowan Group Asset Management, opening a new position worth an estimated $27.5M. The largest seller was Bank of America, cutting an estimated $8.88M.

  • 90 institutional investors held ClearBridge MLP and Midstream Fund Inc. (CEM) as of Q4 2017, up from 76 in Q3 2017.
  • Funds reported $309M of ClearBridge MLP and Midstream Fund Inc. stock for Q4 2017, up 19% quarter-over-quarter.
  • 24 funds opened new ClearBridge MLP and Midstream Fund Inc. positions in Q4 2017 and 10 closed out, a net change of +14 holders.
  • The largest ClearBridge MLP and Midstream Fund Inc. buyer in Q4 2017 was McGowan Group Asset Management, an estimated $27.5M added.
  • The largest ClearBridge MLP and Midstream Fund Inc. seller in Q4 2017 was Bank of America, an estimated $8.88M sold.

Based on aggregated 13F filings for Q4 2017.