CEM

ClearBridge MLP and Midstream Fund Inc.
CEM

Overview Fund Activity
Delisted

CEM was delisted on the 6th of September, 2024.

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90 hedge funds and large institutions have $309M invested in ClearBridge MLP and Midstream Fund Inc. in 2017 Q4 according to their latest regulatory filings, with 24 funds opening new positions, 27 increasing their positions, 28 reducing their positions, and 10 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
90
Holders Change
+14
Holders Change %
+18.42%
% of All Funds
2.04%
Holding in Top 10
3
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+50%
% of All Funds
0.07%
New
24
Increased
27
Reduced
28
Closed
10
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
MGAM
1
McGowan Group Asset Management
Texas
$30.5M
2
TB
2
Terril Brothers
Missouri
$15.3M
3
SIA
3
Sit Investment Associates
Minnesota
$21.3M
4
EWM
4
Edge Wealth Management
New York
$2.13M
5
Morgan Stanley
5
Morgan Stanley
New York
$72.8M

Top Sellers

1
Bank of America
1
Bank of America
North Carolina
$25.2M
2
FT
2
Fiduciary Trust
Massachusetts
$10.4M
3
Bank of Nova Scotia
3
Bank of Nova Scotia
Ontario, Canada
$0
4
PAG
4
Private Advisor Group
New Jersey
$302K
5
HK
5
Horizon Kinetics
New York
$4.35M
Name Holding Trade Value Shares
Change 		Shares
Change %
HH
26
Hilltop Holdings
Texas
$1.48M -$4.12K -54 -0.3%
OA
27
Oxbow Advisors
Texas
$1.41M +$1.41M +18,413 New
Millennium Management
28
Millennium Management
New York
$1.39M +$1.2M +15,728 +620%
Invesco
29
Invesco
Georgia
$1.28M -$97.3K -1,274 -7%
AM
30
Ares Management
California
$1.27M +$1.27M +16,684 New
DC
31
Davenport & Co
Virginia
$1.15M -$386K -5,060 -25%
RJFSA
32
Raymond James Financial Services Advisors
Florida
$1.02M +$190K +2,488 +23%
Goldman Sachs
33
Goldman Sachs
New York
$923K +$923K +12,084 New
DADC
34
D.A. Davidson & Co
Montana
$897K +$275K +3,600 +44%
SI
35
Stephens Inc
Arkansas
$892K +$238K +3,121 +36%
Commonwealth Equity Services
36
Commonwealth Equity Services
Massachusetts
$866K -$38.9K -509 -4%
BOIA
37
Bush ODonnell Investment Advisors
Missouri
$820K -$58K -760 -7%
LWAC
38
Laurel Wealth Advisors (California)
California
$782K -$7.93K -104 -1%
Cambridge Investment Research Advisors
39
Cambridge Investment Research Advisors
Iowa
$730K +$3.74K +49 +0.5%
Citigroup
40
Citigroup
New York
$657K -$295K -3,869 -31%
UR
41
USCA RIA
Texas
$638K +$223K +2,920 +54%
DA
42
Doliver Advisors
Texas
$638K +$329K +4,309 +106%
6M
43
6 Meridian
Kansas
$628K +$628K +8,230 New
PI
44
Parkside Investments
Illinois
$591K +$591K +7,737 New
Janney Montgomery Scott
45
Janney Montgomery Scott
Pennsylvania
$579K -$56.2K -736 -9%
QPWM
46
Quadrant Private Wealth Management
Pennsylvania
$467K – – –
LPL Financial
47
LPL Financial
California
$434K +$29.5K +386 +7%
LNC
48
Lincoln National Corp
Pennsylvania
$425K +$90.8K +1,188 +27%
CS
49
Credit Suisse
Switzerland
$382K +$382K +5,000 New
BTS
50
BB&T Securities
Virginia
$320K -$363K -4,762 -53%
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