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TJHA

Thomas J. Herzfeld Advisors Portfolio holdings

AUM $294M
1-Year Est. Return 2.62%
This Fund
S&P 500
This Quarter Est. Return
-1.6%
1 Year Est. Return
-2.62%
3 Year Est. Return
+17.9%
5 Year Est. Return
+9.72%
10 Year Est. Return
+46.96%
AUM
$199M
AUM Growth
+$19.3M
Cap. Flow
+$23.1M
Cap. Flow %
11.59%
Top 10 Hldgs %
27.21%
Holding
366
New
86
Increased
85
Reduced
36
Closed
58

Top Buys

Rank Stock Value
1
THQ
abrdn Healthcare Opportunities Fund
THQ
+$4.29M
2
BST icon
BlackRock Science and Technology Trust
BST
+$2.59M
3
OXLCN
Oxford Lane Capital Corp. 8.125% Series 2024 Term Preferred Stock
OXLCN
+$2.52M
4
SMM
Salient Midstream & MLP Fund
SMM
+$2.46M
5
OXLCO
Oxford Lane Capital Corp. Term Preferred Shares, 7.50% Series 2023
OXLCO
+$1.65M

Top Sells

Rank Stock Value
1
NZF icon
Nuveen Municipal Credit Income Fund
NZF
+$2.04M
2
NKX icon
Nuveen California AMT-Free Quality Municipal Income Fund
NKX
+$1.82M
3
NIE
Virtus Equity & Convertible Income Fund
NIE
+$1.72M
4
FPF
First Trust Intermediate Duration Preferred & Income Fund
FPF
+$1.3M
5
BTT icon
BlackRock Municipal 2030 Target Term Trust
BTT
+$1.16M

Sector Composition

Rank Sector Weight
1 Financials 5.37%
2 Industrials 4.95%
3 Consumer Discretionary 3.58%
4 Consumer Staples 2.23%
5 Real Estate 1.5%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
KPTI icon
176
Karyopharm Therapeutics
KPTI
$161M
$51K 0.03%
91
– –
PDT
177
John Hancock Premium Dividend Fund
PDT
$637M
$51K 0.03%
3,727
+36
+1% +$491
TKF
178
DELISTED
Turkish Inv Fund
TKF
$51K 0.03%
4,630
– –
VGI
179
Virtus Global Multi-Sector Income Fund
VGI
$81.5M
$48K 0.02%
+3,001
New +$49.7K
TIP icon
180
iShares TIPS Bond ETF
TIP
$14.5B
$47K 0.02%
420
– –
AMJ
181
DELISTED
JP Morgan Alerian MLP Index ETN 5/24/24
AMJ
$46K 0.02%
+1,000
New +$48.9K
ISL
182
DELISTED
Aberdeen Israel Fund
ISL
$46K 0.02%
2,750
– –
CEN
183
DELISTED
Center Coast Brookfield MLP & Energy Infrastructure Fund
CEN
$43K 0.02%
240
-1,960
-89% -$372K
NIE
184
Virtus Equity & Convertible Income Fund
NIE
$715M
$41K 0.02%
2,000
-84,111
-98% -$1.72M
KMM
185
DELISTED
Deutsche Multi-Market Incm Trust
KMM
$40K 0.02%
4,751
– –
BGR icon
186
BlackRock Energy and Resources Trust
BGR
$412M
$39K 0.02%
1,935
– –
PGZ
187
Principal Real Estate Income Fund
PGZ
$69.1M
$39K 0.02%
+2,097
New +$40.1K
NRO
188
Neuberger Real Estate Securities Income Fund Inc
NRO
$194M
$38K 0.02%
7,562
-203,107
-96% -$992K
INCY icon
189
Incyte
INCY
$23.7B
$35K 0.02%
477
-478
-50% -$31.2K
GLU
190
Gabelli Utility & Income Trust
GLU
$115M
$34K 0.02%
1,763
– –
BKT icon
191
BlackRock Income Trust
BKT
$331M
$32K 0.02%
+1,667
New +$31.9K
JPC icon
192
Nuveen Preferred & Income Opportunities Fund
JPC
$2.89B
$29K 0.01%
3,000
– –
SWZ
193
Swiss Helvetia Fund
SWZ
$76.2M
$29K 0.01%
2,573
– –
MSF
194
DELISTED
Morgan Stanley Emerging Mkts Fd
MSF
$29K 0.01%
1,964
-300
-13% -$4.53K
SBSA
195
DELISTED
Spanish Broadcasting System Inc.
SBSA
$29K 0.01%
10,030
– –
MVC
196
DELISTED
MVC Capital, Inc.
MVC
$26K 0.01%
2,618
– –
JCE icon
197
Nuveen Core Equity Alpha Fund
JCE
$280M
$25K 0.01%
1,411
+55
+4% +$957
QQQX icon
198
Nuveen NASDAQ 100 Dynamic Overwrite Fund
QQQX
$1.44B
$24K 0.01%
1,250
+22
+2% +$439
TY.PR icon
199
Tri-Continental Corporation $2.50 Cumulative Preferred
TY.PR
$31.4M
$24K 0.01%
500
– –
KST
200
DELISTED
Deutsche Strategic Income Trust
KST
$23K 0.01%
2,000
– –
6 7
8
9 10

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Thomas J. Herzfeld Advisors's Q4 2014 Portfolio in Review

As of Q4 2014, Thomas J. Herzfeld Advisors held 366 positions worth $199M, up 11% from $180M the previous quarter. Its ten largest holdings account for 27% of the portfolio.

Thomas J. Herzfeld Advisors deployed $23.1M of net new capital in Q4 2014, opening 86 new positions and adding to 85 existing holdings. Its largest new stake was abrdn Healthcare Opportunities Fund: 221,329 shares worth $4.44M.

By sector, the portfolio is most concentrated in Financials at 5.4% of assets, up from 4.8% a quarter earlier, followed by Industrials and Consumer Discretionary.

On the sell side, the largest reduction was Nuveen Municipal Credit Income Fund, an estimated $2.04M trimmed.

  • Thomas J. Herzfeld Advisors's largest Q4 2014 buy was abrdn Healthcare Opportunities Fund: 221,329 shares worth $4.44M.
  • Thomas J. Herzfeld Advisors added most to Oxford Lane Capital Corp. 8.125% Series 2024 Term Preferred Stock in Q4 2014, an estimated $2.52M increase.
  • Thomas J. Herzfeld Advisors's biggest Q4 2014 reduction was Nuveen Municipal Credit Income Fund, cutting an estimated $2.04M.
  • Thomas J. Herzfeld Advisors fully exited Nuveen California AMT-Free Quality Municipal Income Fund in Q4 2014, selling an estimated $1.82M.
  • Thomas J. Herzfeld Advisors's ten largest holdings make up 27% of its $199M portfolio in Q4 2014.
  • Thomas J. Herzfeld Advisors opened 86 new positions and closed 58 in Q4 2014.
  • Thomas J. Herzfeld Advisors's portfolio value rose 11% quarter-over-quarter to $199M.

Based on Thomas J. Herzfeld Advisors's 13F filing for Q4 2014, filed 13 Feb 2015.