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TJHA

Thomas J. Herzfeld Advisors Portfolio holdings

AUM $294M
1-Year Est. Return 2.62%
This Fund
S&P 500
This Quarter Est. Return
-2.76%
1 Year Est. Return
-2.62%
3 Year Est. Return
+17.9%
5 Year Est. Return
+9.72%
10 Year Est. Return
+46.96%
AUM
$238M
AUM Growth
+$23.4M
Cap. Flow
+$32.3M
Cap. Flow %
13.57%
Top 10 Hldgs %
37.14%
Holding
327
New
35
Increased
85
Reduced
37
Closed
20

Top Buys

Rank Stock Value
1
OXLCO
Oxford Lane Capital Corp. Term Preferred Shares, 7.50% Series 2023
OXLCO
+$7.31M
2
THQ
abrdn Healthcare Opportunities Fund
THQ
+$5.18M
3
OXLCN
Oxford Lane Capital Corp. 8.125% Series 2024 Term Preferred Stock
OXLCN
+$2.89M
4
BST icon
BlackRock Science and Technology Trust
BST
+$2.24M
5
MVCB.CL
MVC Capital, Inc.
MVCB.CL
+$2.18M

Top Sells

Rank Stock Value
1
FTT
FEDERATED ENHANCED TREAS INCM FD COM BEN INTEREST
FTT
+$3.24M
2
GLO
Clough Global Opportunities Fund
GLO
+$2.37M
3
DCA
Virtus Total Return Fund
DCA
+$1.49M
4
GGN.PRB
GAMCO Global Gold Natural Resources & Income Trust 5.00% Series B
GGN.PRB
+$708K
5
GLQ
Clough Global Equity Fund
GLQ
+$434K

Sector Composition

Rank Sector Weight
1 Financials 5.16%
2 Industrials 4.09%
3 Consumer Discretionary 3.45%
4 Consumer Staples 1.78%
5 Utilities 1.55%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ISD
151
PGIM High Yield Bond Fund
ISD
$415M
$107K 0.04%
+7,001
New +$112K
MXF
152
Mexico Fund
MXF
$307M
$103K 0.04%
5,000
– –
GDL
153
GDL Fund
GDL
$92M
$102K 0.04%
9,961
– –
ASA
154
ASA Gold and Precious Metals
ASA
$949M
$100K 0.04%
10,307
– –
CHN
155
DELISTED
China Fund
CHN
$99K 0.04%
5,000
– –
KMM
156
DELISTED
Deutsche Multi-Market Incm Trust
KMM
$97K 0.04%
12,133
+7,382
+155% +$62.1K
WIA
157
Western Asset Inflation-Linked Income Fund
WIA
$185M
$96K 0.04%
8,564
+41
+0.5% +$470
CEF icon
158
Sprott Physical Gold and Silver Trust
CEF
$7.46B
$93K 0.04%
8,000
– –
PSMT icon
159
Pricesmart
PSMT
$5.79B
$91K 0.04%
1,000
– –
SPXX icon
160
Nuveen S&P 500 Dynamic Overwrite Fund
SPXX
$331M
$89K 0.04%
6,501
+500
+8% +$7.04K
JDD
161
DELISTED
Nuveen Diversified Dividend and Income Fund
JDD
$87K 0.04%
7,586
– –
CEE
162
Central and Eastern Europe Fund
CEE
$138M
$86K 0.04%
4,144
– –
BUI icon
163
BlackRock Utilities, Infrastructure & Power Opportunities Trust
BUI
$739M
$85K 0.04%
4,746
– –
NZF icon
164
Nuveen Municipal Credit Income Fund
NZF
$2.41B
$84K 0.04%
6,352
– –
NML
165
Neuberger Energy Infrastructure and Income Fund Inc
NML
$599M
$81K 0.03%
5,015
– –
BOI
166
DELISTED
Brookfield Mtge Opportunity Fd
BOI
$78K 0.03%
5,001
– –
AMGN icon
167
Amgen
AMGN
$205B
$76K 0.03%
500
– –
FDI
168
DELISTED
FORT DEARBORN INCOME SECS
FDI
$74K 0.03%
5,400
– –
TEVA icon
169
Teva Pharmaceuticals
TEVA
$36.1B
$71K 0.03%
1,198
+615
+105% +$37.9K
FDX icon
170
FedEx
FDX
$74B
$68K 0.03%
400
– –
RMT
171
Royce Micro-Cap Trust
RMT
$735M
$68K 0.03%
7,373
+7,008
+1,920% +$67.5K
SBSA
172
DELISTED
Spanish Broadcasting System Inc.
SBSA
$68K 0.03%
10,030
– –
EVV
173
Eaton Vance Limited Duration Income Fund
EVV
$1.06B
$66K 0.03%
4,940
– –
APB
174
DELISTED
Asia Pacific Fund
APB
$66K 0.03%
5,150
– –
ICB
175
DELISTED
Morgan Stanley Income Sec. Inc
ICB
$66K 0.03%
3,843
– –
5 6
7
8 9

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DMBA
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MFC
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MEPT
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ECM
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Thomas J. Herzfeld Advisors's Q2 2015 Portfolio in Review

As of Q2 2015, Thomas J. Herzfeld Advisors held 327 positions worth $238M, up 11% from $215M the previous quarter. Its ten largest holdings account for 37% of the portfolio.

Thomas J. Herzfeld Advisors deployed $32.3M of net new capital in Q2 2015, opening 35 new positions and adding to 85 existing holdings. Its largest new stake was Eaton Vance Tax-Advantaged Dividend Income Fund: 26,552 shares worth $522K.

By sector, the portfolio is most concentrated in Financials at 5.2% of assets, down from 5.2% a quarter earlier, followed by Industrials and Consumer Discretionary.

On the sell side, the largest reduction was Clough Global Opportunities Fund, an estimated $2.37M trimmed.

  • Thomas J. Herzfeld Advisors's largest Q2 2015 buy was Eaton Vance Tax-Advantaged Dividend Income Fund: 26,552 shares worth $522K.
  • Thomas J. Herzfeld Advisors added most to Oxford Lane Capital Corp. Term Preferred Shares, 7.50% Series 2023 in Q2 2015, an estimated $7.31M increase.
  • Thomas J. Herzfeld Advisors's biggest Q2 2015 reduction was Clough Global Opportunities Fund, cutting an estimated $2.37M.
  • Thomas J. Herzfeld Advisors fully exited FEDERATED ENHANCED TREAS INCM FD COM BEN INTEREST in Q2 2015, selling an estimated $3.24M.
  • Thomas J. Herzfeld Advisors's ten largest holdings make up 37% of its $238M portfolio in Q2 2015.
  • Thomas J. Herzfeld Advisors opened 35 new positions and closed 20 in Q2 2015.
  • Thomas J. Herzfeld Advisors's portfolio value rose 11% quarter-over-quarter to $238M.

Based on Thomas J. Herzfeld Advisors's 13F filing for Q2 2015, filed 14 Aug 2015.