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TJHA

Thomas J. Herzfeld Advisors Portfolio holdings

AUM $294M
1-Year Est. Return 2.62%
This Fund
S&P 500
This Quarter Est. Return
+10.84%
1 Year Est. Return
-2.62%
3 Year Est. Return
+17.9%
5 Year Est. Return
+9.72%
10 Year Est. Return
+46.96%
AUM
$273M
AUM Growth
+$22M
Cap. Flow
-$3.61M
Cap. Flow %
-1.33%
Top 10 Hldgs %
37.01%
Holding
323
New
29
Increased
108
Reduced
60
Closed
31

Top Buys

Rank Stock Value
1
NEAR icon
iShares Short Maturity Bond ETF
NEAR
+$3.62M
2
SHV icon
iShares 0-1 Year Treasury Bond ETF
SHV
+$2.76M
3
JQC icon
Nuveen Credit Strategies Income Fund
JQC
+$2.52M
4
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
+$1.66M
5
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$1.52M

Top Sells

Rank Stock Value
1
PCI
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
+$9.61M
2
PCEF icon
Invesco CEF Income Composite ETF
PCEF
+$5.64M
3
DSL
DoubleLine Income Solutions Fund
DSL
+$3.22M
4
FOF icon
Cohen & Steers Closed End Opportunity Fund
FOF
+$1.34M
5
CET
Central Securities Corp
CET
+$986K

Sector Composition

Rank Sector Weight
1 Financials 7.67%
2 Consumer Discretionary 4.41%
3 Industrials 3.92%
4 Consumer Staples 1.23%
5 Utilities 1.01%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SUB icon
126
iShares Short-Term National Muni Bond ETF
SUB
$11.3B
$208K 0.08%
+1,958
New +$207K
FUND
127
Sprott Focus Trust
FUND
$298M
$204K 0.07%
29,847
+440
+1% +$2.92K
FPF
128
First Trust Intermediate Duration Preferred & Income Fund
FPF
$1.07B
$198K 0.07%
9,058
+277
+3% +$5.88K
EXD
129
DELISTED
Eaton Vance TaxManaged Buy-Write Strategy Fund
EXD
$196K 0.07%
21,152
– –
MUC icon
130
BlackRock MuniHoldings California Quality Fund
MUC
$1B
$186K 0.07%
14,050
– –
JPI
131
DELISTED
Nuveen Preferred Securities & Income Opportunities Fund
JPI
$174K 0.06%
+7,761
New +$171K
RVT icon
132
Royce Value Trust
RVT
$2.21B
$171K 0.06%
12,395
+9,918
+400% +$135K
MRK icon
133
Merck
MRK
$322B
$166K 0.06%
2,096
– –
MGU
134
DELISTED
Macquarie Global Infrastructure Total Return Fund, Inc.
MGU
$157K 0.06%
7,082
+1,996
+39% +$42.6K
VTOL icon
135
Bristow Group
VTOL
$1.34B
$155K 0.06%
6,737
– –
DSU icon
136
BlackRock Debt Strategies Fund
DSU
$591M
$151K 0.06%
14,095
– –
EEA
137
European Equity Fund
EEA
$74M
$150K 0.06%
17,189
-11,199
-39% -$93.8K
VMM
138
DELISTED
Delaware Investments Minnesota Municipal Income Fund II
VMM
$150K 0.06%
11,884
+7,612
+178% +$93.6K
JMLP
139
DELISTED
NUVEEN ALL CAP ENERGY MLP OPPORTUNITIES FUND
JMLP
$142K 0.05%
+20,449
New +$132K
NKX icon
140
Nuveen California AMT-Free Quality Municipal Income Fund
NKX
$654M
$139K 0.05%
10,000
– –
EVN
141
Eaton Vance Municipal Income Trust
EVN
$421M
$137K 0.05%
+11,241
New +$132K
AFB
142
AllianceBernstein National Municipal Income Fund
AFB
$315M
$135K 0.05%
10,411
– –
JGH icon
143
Nuveen Global High Income Fund
JGH
$350M
$134K 0.05%
8,839
– –
AMGN icon
144
Amgen
AMGN
$212B
$133K 0.05%
700
– –
CEV
145
Eaton Vance California Municipal Income Trust
CEV
$71.5M
$131K 0.05%
10,947
– –
ERC
146
Allspring Multi-Sector Income Fund
ERC
$254M
$121K 0.04%
10,020
-122
-1% -$1.46K
RMI
147
RiverNorth Opportunistic Municipal Income Fund
RMI
$96.3M
$121K 0.04%
+5,816
New +$118K
CXE
148
DELISTED
MFS High Income Municipal Trust
CXE
$116K 0.04%
22,677
-34,793
-61% -$172K
NXP icon
149
Nuveen Select Tax-Free Income Portfolio
NXP
$900M
$113K 0.04%
7,740
– –
BFZ
150
DELISTED
BlackRock CA Municipal Income Trust
BFZ
$103K 0.04%
8,000
– –
4 5
6
7 8

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Thomas J. Herzfeld Advisors's Q1 2019 Portfolio in Review

As of Q1 2019, Thomas J. Herzfeld Advisors held 323 positions worth $273M, up 8.8% from $251M the previous quarter. Its ten largest holdings account for 37% of the portfolio.

Thomas J. Herzfeld Advisors's Q1 2019 filing shows 29 new, 108 increased, 60 reduced and 31 closed positions. Its largest new stake was iShares Short Maturity Bond ETF: 72,236 shares worth $3.63M. The largest sale was PIMCO Dynamic Credit and Mortgage Income Fund, an estimated $9.61M.

By sector, the portfolio is most concentrated in Financials at 7.7% of assets, up from 6.4% a quarter earlier, followed by Consumer Discretionary and Industrials.

  • Thomas J. Herzfeld Advisors's largest Q1 2019 buy was iShares Short Maturity Bond ETF: 72,236 shares worth $3.63M.
  • Thomas J. Herzfeld Advisors added most to Nuveen Credit Strategies Income Fund in Q1 2019, an estimated $2.52M increase.
  • Thomas J. Herzfeld Advisors's biggest Q1 2019 reduction was Invesco CEF Income Composite ETF, cutting an estimated $5.64M.
  • Thomas J. Herzfeld Advisors fully exited PIMCO Dynamic Credit and Mortgage Income Fund in Q1 2019, selling an estimated $9.61M.
  • Thomas J. Herzfeld Advisors's ten largest holdings make up 37% of its $273M portfolio in Q1 2019.
  • Thomas J. Herzfeld Advisors opened 29 new positions and closed 31 in Q1 2019.
  • Thomas J. Herzfeld Advisors's portfolio value rose 8.8% quarter-over-quarter to $273M.

Based on Thomas J. Herzfeld Advisors's 13F filing for Q1 2019, filed 14 May 2019.