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TJHA

Thomas J. Herzfeld Advisors Portfolio holdings

AUM $294M
1-Year Est. Return 2.62%
This Fund
S&P 500
This Quarter Est. Return
-1.6%
1 Year Est. Return
-2.62%
3 Year Est. Return
+17.9%
5 Year Est. Return
+9.72%
10 Year Est. Return
+46.96%
AUM
$199M
AUM Growth
+$19.3M
Cap. Flow
+$23.1M
Cap. Flow %
11.59%
Top 10 Hldgs %
27.21%
Holding
366
New
86
Increased
85
Reduced
36
Closed
58

Top Buys

Rank Stock Value
1
THQ
abrdn Healthcare Opportunities Fund
THQ
+$4.29M
2
BST icon
BlackRock Science and Technology Trust
BST
+$2.59M
3
OXLCN
Oxford Lane Capital Corp. 8.125% Series 2024 Term Preferred Stock
OXLCN
+$2.52M
4
SMM
Salient Midstream & MLP Fund
SMM
+$2.46M
5
OXLCO
Oxford Lane Capital Corp. Term Preferred Shares, 7.50% Series 2023
OXLCO
+$1.65M

Top Sells

Rank Stock Value
1
NZF icon
Nuveen Municipal Credit Income Fund
NZF
+$2.04M
2
NKX icon
Nuveen California AMT-Free Quality Municipal Income Fund
NKX
+$1.82M
3
NIE
Virtus Equity & Convertible Income Fund
NIE
+$1.72M
4
FPF
First Trust Intermediate Duration Preferred & Income Fund
FPF
+$1.3M
5
BTT icon
BlackRock Municipal 2030 Target Term Trust
BTT
+$1.16M

Sector Composition

Rank Sector Weight
1 Financials 5.37%
2 Industrials 4.95%
3 Consumer Discretionary 3.58%
4 Consumer Staples 2.23%
5 Real Estate 1.5%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NBB icon
126
Nuveen Taxable Municipal Income Fund
NBB
$447M
$192K 0.1%
9,049
+12
+0.1% +$248
JFC
127
DELISTED
JPMorgan China Region Fund, Inc.
JFC
$187K 0.09%
11,067
– –
MXE
128
Mexico Equity and Income Fund
MXE
$58.2M
$186K 0.09%
14,786
– –
NML
129
Neuberger Energy Infrastructure and Income Fund Inc
NML
$582M
$186K 0.09%
10,582
+7,381
+231% +$144K
EQS icon
130
Equus Total Return
EQS
$17M
$185K 0.09%
88,121
-4,171
-5% -$8.81K
MSD
131
Morgan Stanley Emerging Markets Debt Fund
MSD
$147M
$181K 0.09%
19,899
– –
DMC
132
Del Monte Corp
DMC
$1.36B
$168K 0.08%
5,000
-8,890
-64% -$290K
PHF
133
DELISTED
Pacholder High Yield
PHF
$167K 0.08%
+22,679
New +$173K
FPF
134
First Trust Intermediate Duration Preferred & Income Fund
FPF
$1.08B
$164K 0.08%
7,221
-59,571
-89% -$1.3M
BCX icon
135
BlackRock Resources & Commodities Strategy Trust
BCX
$894M
$163K 0.08%
16,756
– –
GDV icon
136
Gabelli Dividend & Income Trust
GDV
$2.61B
$152K 0.08%
7,000
– –
EEA
137
European Equity Fund
EEA
$74.1M
$151K 0.08%
18,296
– –
EFF
138
DELISTED
EATON VANCE FLOATING-RATE INCOME PLUS FUND
EFF
$151K 0.08%
9,331
– –
CKH
139
DELISTED
Seacor Holdings Inc.
CKH
$148K 0.07%
2,068
– –
MIE
140
DELISTED
COHEN & STEERS MLP INCOME AND ENERGY OPPORTUNITY FUND, INC.
MIE
$147K 0.07%
7,496
-2,000
-21% -$40.2K
JPW
141
DELISTED
Nuveen Flexible Invstment Fd
JPW
$147K 0.07%
9,001
– –
FXX
142
DELISTED
FOXBY CORP
FXX
$143K 0.07%
76,580
– –
GILD icon
143
Gilead Sciences
GILD
$162B
$141K 0.07%
+1,500
New +$155K
ACP
144
abrdn Income Credit Strategies Fund
ACP
$641M
$139K 0.07%
9,490
– –
IIF
145
Morgan Stanley India Investment Fund
IIF
$212M
$139K 0.07%
5,167
-64
-1% -$1.65K
RCG
146
RENN Fund
RCG
$21.3M
$139K 0.07%
106,588
– –
RGT
147
Royce Global Value Trust
RGT
$97.2M
$137K 0.07%
17,044
+117
+0.7% +$971
IRL
148
DELISTED
NEW IRELAND FUND INC
IRL
$133K 0.07%
10,532
– –
GAB.PRG icon
149
Gabelli Equity Trust Series G Preferred Stock
GAB.PRG
$51.5M
$113K 0.06%
5,045
-13,570
-73% -$313K
FIF
150
DELISTED
FIRST TRUST ENERGY INFRASTRUCTURE FUND
FIF
$110K 0.06%
4,621
+4,033
+686% +$93.5K
4 5
6
7 8

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Thomas J. Herzfeld Advisors's Q4 2014 Portfolio in Review

As of Q4 2014, Thomas J. Herzfeld Advisors held 366 positions worth $199M, up 11% from $180M the previous quarter. Its ten largest holdings account for 27% of the portfolio.

Thomas J. Herzfeld Advisors deployed $23.1M of net new capital in Q4 2014, opening 86 new positions and adding to 85 existing holdings. Its largest new stake was abrdn Healthcare Opportunities Fund: 221,329 shares worth $4.44M.

By sector, the portfolio is most concentrated in Financials at 5.4% of assets, up from 4.8% a quarter earlier, followed by Industrials and Consumer Discretionary.

On the sell side, the largest reduction was Nuveen Municipal Credit Income Fund, an estimated $2.04M trimmed.

  • Thomas J. Herzfeld Advisors's largest Q4 2014 buy was abrdn Healthcare Opportunities Fund: 221,329 shares worth $4.44M.
  • Thomas J. Herzfeld Advisors added most to Oxford Lane Capital Corp. 8.125% Series 2024 Term Preferred Stock in Q4 2014, an estimated $2.52M increase.
  • Thomas J. Herzfeld Advisors's biggest Q4 2014 reduction was Nuveen Municipal Credit Income Fund, cutting an estimated $2.04M.
  • Thomas J. Herzfeld Advisors fully exited Nuveen California AMT-Free Quality Municipal Income Fund in Q4 2014, selling an estimated $1.82M.
  • Thomas J. Herzfeld Advisors's ten largest holdings make up 27% of its $199M portfolio in Q4 2014.
  • Thomas J. Herzfeld Advisors opened 86 new positions and closed 58 in Q4 2014.
  • Thomas J. Herzfeld Advisors's portfolio value rose 11% quarter-over-quarter to $199M.

Based on Thomas J. Herzfeld Advisors's 13F filing for Q4 2014, filed 13 Feb 2015.