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TJHA

Thomas J. Herzfeld Advisors Portfolio holdings

AUM $294M
1-Year Est. Return 2.62%
This Fund
S&P 500
This Quarter Est. Return
+2.02%
1 Year Est. Return
-2.62%
3 Year Est. Return
+17.9%
5 Year Est. Return
+9.72%
10 Year Est. Return
+46.96%
AUM
$170M
AUM Growth
-$5.18M
Cap. Flow
-$1.32M
Cap. Flow %
-0.77%
Top 10 Hldgs %
24.56%
Holding
313
New
16
Increased
71
Reduced
94
Closed
29

Top Buys

Rank Stock Value
1
PCI
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
+$1.41M
2
CPA icon
Copa Holdings
CPA
+$1.18M
3
KYE
Kayne Anderson Energy
KYE
+$565K
4
NCLH icon
Norwegian Cruise Line
NCLH
+$520K
5
NIE
Virtus Equity & Convertible Income Fund
NIE
+$518K

Top Sells

Rank Stock Value
1
ETJ
Eaton Vance Risk-Managed Diversified Equity Income Fund
ETJ
+$1.52M
2
BLX icon
Bladex Inc
BLX
+$1.19M
3
PDI icon
PIMCO Dynamic Income Fund
PDI
+$968K
4
ACG
AllianceBernstein Income Fund Inc
ACG
+$966K
5
IMF
WESTERN ASSET INFLATION MTGMT FUND INC. COM
IMF
+$711K

Sector Composition

Rank Sector Weight
1 Financials 5.52%
2 Consumer Staples 4.4%
3 Industrials 4.1%
4 Consumer Discretionary 3.33%
5 Real Estate 1.58%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MLM icon
126
Martin Marietta Materials
MLM
$34.8B
$244K 0.14%
1,900
– –
HEQ
127
John Hancock Hedged Equity & Income Fund
HEQ
$138M
$235K 0.14%
13,401
– –
MXE
128
Mexico Equity and Income Fund
MXE
$58.2M
$224K 0.13%
15,418
-8,978
-37% -$128K
BGR icon
129
BlackRock Energy and Resources Trust
BGR
$411M
$218K 0.13%
9,035
– –
MSD
130
Morgan Stanley Emerging Markets Debt Fund
MSD
$147M
$218K 0.13%
21,999
– –
MYM
131
DELISTED
BLACKROCK MUNIYIELD MICHIGAN QUALITY FND II COM STK (USA)
MYM
$218K 0.13%
17,550
-1,800
-9% -$21.7K
CMK
132
DELISTED
MFS HIGH INCOME MUNI TR I
CMK
$217K 0.13%
26,056
-500
-2% -$4.13K
FFA
133
First Trust Enhanced Equity Income Fund
FFA
$451M
$215K 0.13%
16,088
+6,322
+65% +$83.4K
NID
134
DELISTED
NUVEEN INTERMEDIATE DURATION MUNICIPAL TERM FUND
NID
$210K 0.12%
17,520
+1,769
+11% +$21K
IGA
135
Voya Global Advantage and Premium Opportunity Fund
IGA
$155M
$206K 0.12%
17,210
+1,400
+9% +$16.5K
JFC
136
DELISTED
JPMorgan China Region Fund, Inc.
JFC
$202K 0.12%
14,179
– –
GEQ
137
DELISTED
Gugnheim Eql Wght Enh Eqty In Fd
GEQ
$202K 0.12%
10,752
-775
-7% -$14.4K
WU icon
138
Western Union
WU
$2.57B
$196K 0.12%
12,000
– –
HTR
139
DELISTED
Brookfield Total Return Fund Inc
HTR
$194K 0.11%
8,000
– –
BCX icon
140
BlackRock Resources & Commodities Strategy Trust
BCX
$894M
$193K 0.11%
16,756
– –
BPOP icon
141
Popular Inc
BPOP
$11B
$186K 0.11%
6,000
– –
SPE
142
Special Opportunities Fund
SPE
$140M
$185K 0.11%
11,920
– –
RCG
143
RENN Fund
RCG
$21.2M
$181K 0.11%
106,588
– –
MRGO
144
DELISTED
MARGO CARIBE INC
MRGO
$180K 0.11%
64,239
– –
EQS icon
145
Equus Total Return
EQS
$16.8M
$179K 0.11%
93,273
-341
-0.4% -$655
JLA
146
DELISTED
NUVEEN EQUITY PREMIUM ADVANTAGE FUND
JLA
$174K 0.1%
13,705
+28
+0.2% +$356
CKH
147
DELISTED
Seacor Holdings Inc.
CKH
$173K 0.1%
2,068
– –
EFF
148
DELISTED
EATON VANCE FLOATING-RATE INCOME PLUS FUND
EFF
$170K 0.1%
9,331
– –
ACP
149
abrdn Income Credit Strategies Fund
ACP
$639M
$162K 0.1%
9,490
-2,454
-21% -$41.7K
NML
150
Neuberger Energy Infrastructure and Income Fund Inc
NML
$584M
$162K 0.1%
+9,001
New +$166K
4 5
6
7 8

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PCI
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PC
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DMBA
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MFC
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MEPT
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ECM
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Thomas J. Herzfeld Advisors's Q1 2014 Portfolio in Review

As of Q1 2014, Thomas J. Herzfeld Advisors held 313 positions worth $170M, down 3% from $175M the previous quarter. Its ten largest holdings account for 25% of the portfolio.

Thomas J. Herzfeld Advisors's Q1 2014 filing shows 16 new, 71 increased, 94 reduced and 29 closed positions. Its largest new stake was Kayne Anderson Energy: 20,900 shares worth $571K. The largest sale was Eaton Vance Risk-Managed Diversified Equity Income Fund, an estimated $1.52M.

By sector, the portfolio is most concentrated in Financials at 5.5% of assets, down from 5.6% a quarter earlier, followed by Consumer Staples and Industrials.

  • Thomas J. Herzfeld Advisors's largest Q1 2014 buy was Kayne Anderson Energy: 20,900 shares worth $571K.
  • Thomas J. Herzfeld Advisors added most to PIMCO Dynamic Credit and Mortgage Income Fund in Q1 2014, an estimated $1.41M increase.
  • Thomas J. Herzfeld Advisors's biggest Q1 2014 reduction was Eaton Vance Risk-Managed Diversified Equity Income Fund, cutting an estimated $1.52M.
  • Thomas J. Herzfeld Advisors fully exited Bladex Inc in Q1 2014, selling an estimated $1.19M.
  • Thomas J. Herzfeld Advisors's ten largest holdings make up 25% of its $170M portfolio in Q1 2014.
  • Thomas J. Herzfeld Advisors opened 16 new positions and closed 29 in Q1 2014.
  • Thomas J. Herzfeld Advisors's portfolio value fell 3% quarter-over-quarter to $170M.

Based on Thomas J. Herzfeld Advisors's 13F filing for Q1 2014, filed 14 May 2014.