Thomas J. Herzfeld Advisors’s John Hancock Hedged Equity & Income Fund HEQ Stock Holding History

Thomas J. Herzfeld Advisors’s Portfolio HEQ Stock Details HEQ Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2014 Q2	–	Sell	-13,401	Closed	-$235K	–	303
2014 Q1	$235K	Hold	13,401	–	–	0.14%	128
2013 Q4	$229K	Buy	13,401 +400	+3%	+$6.83K	0.13%	122
2013 Q3	$216K	Hold	13,001	–	–	0.14%	119
2013 Q2	$220K	Buy	+13,001	New	+$218K	0.14%	119

Other funds holding HEQ

AAM

Advisors Asset Management Monument, Colorado $6.01B AUM 24.74% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

UBS Zurich, Switzerland $136B AUM 16.36% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

AQR Capital Management Greenwich, Connecticut $218B AUM 29.41% 1-Year Est. Return

SFS

Shaker Financial Services Arlington, Virginia $319M AUM 3.9% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Thomas J. Herzfeld Advisors's HEQ Position: Q2 2014 in Review

Thomas J. Herzfeld Advisors sold out of John Hancock Hedged Equity & Income Fund (HEQ) in Q2 2014, closing a stake of 13,401 shares — an estimated $235K sold.

Thomas J. Herzfeld Advisors first reported a position in HEQ in Q2 2013 and held it in 4 quarters. The position peaked at $235K in Q1 2014. 21 funds tracked by Wall St. Rank hold HEQ as of Q2 2014.

Thomas J. Herzfeld Advisors reported no remaining John Hancock Hedged Equity & Income Fund position as of Q2 2014 after selling out during the quarter.
Thomas J. Herzfeld Advisors sold 13,401 John Hancock Hedged Equity & Income Fund shares in Q2 2014, an estimated $235K.
Thomas J. Herzfeld Advisors first reported a position in John Hancock Hedged Equity & Income Fund in Q2 2013 and held it in 4 quarters.
Thomas J. Herzfeld Advisors's John Hancock Hedged Equity & Income Fund position peaked at $235K in Q1 2014.
21 funds tracked by Wall St. Rank held John Hancock Hedged Equity & Income Fund as of Q2 2014.

Based on Thomas J. Herzfeld Advisors's 13F filing for Q2 2014, filed 14 Aug 2014.