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HEQ

John Hancock Hedged Equity & Income Fund

25 hedge funds and large institutions have $46M invested in John Hancock Hedged Equity & Income Fund in 2013 Q4 according to their latest regulatory filings, with 3 funds opening new positions, 12 increasing their positions, 4 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed

200% more repeat investments, than reductions

Existing positions increased: 12 | Existing positions reduced: 4

17% more capital invested

Capital invested by funds: $39.4M → $46M (+$6.57M)

2.74% more ownership

Funds ownership: 16.92%19.66% (+2.7%)

4% less funds holding

Funds holding: 2625 (-1)

25% less first-time investments, than exits

New positions opened: 3 | Existing positions closed: 4

Holders
25
Holders Change
-1
Holders Change %
-3.85%
% of All Funds
0.73%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
3
Increased
12
Reduced
4
Closed
4
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Wells Fargo
1
Wells Fargo
California
$16.2M +$2.12M +124,059 +15%
AAM
2
Advisors Asset Management
Colorado
$10.4M +$2.91M +170,702 +39%
Morgan Stanley
3
Morgan Stanley
New York
$6.93M +$1.16M +67,886 +20%
Invesco
4
Invesco
Georgia
$6.7M +$540K +31,649 +9%
AQR Capital Management
5
AQR Capital Management
Connecticut
$1.56M +$66.7K +3,908 +4%
U
6
UBS
Switzerland
$1.02M +$33.8K +1,977 +3%
Bank of America
7
Bank of America
North Carolina
$671K +$18.7K +1,093 +3%
Royal Bank of Canada
8
Royal Bank of Canada
Ontario, Canada
$550K +$51.2K +3,001 +10%
TC
9
TFS Capital
Pennsylvania
$415K +$52.8K +3,092 +15%
GC
10
Guggenheim Capital
Illinois
$331K
LPL Financial
11
LPL Financial
California
$307K +$15.6K +913 +5%
TJHA
12
Thomas J. Herzfeld Advisors
Florida
$229K +$6.83K +400 +3%
DA
13
Doliver Advisors
Texas
$181K -$315K -18,463 -63%
Deutsche Bank
14
Deutsche Bank
Germany
$104K -$128K -7,495 -55%
BBPWM
15
Blue Bell Private Wealth Management
Pennsylvania
$99K +$99.3K +5,815 New
PNC Financial Services Group
16
PNC Financial Services Group
Pennsylvania
$68K
TRCT
17
Tower Research Capital (TRC)
New York
$66K +$6.49K +380 +11%
CEMP
18
Compass Efficient Model Portfolios
Tennessee
$43K
Citigroup
19
Citigroup
New York
$28K -$2.77K -162 -9%
NES
20
New England Securities
New York
$26K -$854 -50 -3%
Ameriprise
21
Ameriprise
Minnesota
$10K +$10.2K +600 New
FNBT
22
FineMark National Bank & Trust
Florida
$9K
AIA
23
Alerus Investment Advisors
Minnesota
$5K
Northwestern Mutual Wealth Management
24
Northwestern Mutual Wealth Management
Wisconsin
$5K +$5.21K +305 New
Manulife (Manufacturers Life Insurance)
25
Manulife (Manufacturers Life Insurance)
Ontario, Canada
$98

HEQ Hedge Fund Activity: Q4 2013 in Review

25 of the 3,445 institutional investors tracked by Wall St. Rank reported a position in John Hancock Hedged Equity & Income Fund (HEQ) for Q4 2013, worth a combined $46M — up 17% from $39.4M a quarter earlier.

Sellers outnumbered buyers: 4 funds closed out of HEQ and 3 opened new positions — a net loss of 1 holder — while 4 trimmed existing stakes and 12 added.

The largest buyer was Advisors Asset Management, adding an estimated $2.91M. The largest seller was Rivernorth Capital Management, exiting entirely with an estimated $803K sold.

  • 25 institutional investors held John Hancock Hedged Equity & Income Fund (HEQ) as of Q4 2013, down from 26 in Q3 2013.
  • Funds reported $46M of John Hancock Hedged Equity & Income Fund stock for Q4 2013, up 17% quarter-over-quarter.
  • 3 funds opened new John Hancock Hedged Equity & Income Fund positions in Q4 2013 and 4 closed out, a net change of -1 holder.
  • The largest John Hancock Hedged Equity & Income Fund buyer in Q4 2013 was Advisors Asset Management, an estimated $2.91M added.
  • The largest John Hancock Hedged Equity & Income Fund seller in Q4 2013 was Rivernorth Capital Management, an estimated $803K sold.

Based on aggregated 13F filings for Q4 2013.