RCM
HEQ

Rivernorth Capital Management’s John Hancock Hedged Equity & Income Fund HEQ Stock Holding History

Rivernorth Capital Management’s Portfolio HEQ Stock Details HEQ Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2013
Q4 		– Sell
-48,304
Closed -$803K – 231
2013
Q3 		$803K Sell
48,304
-42,365
-47% -$716K 0.08% 139
2013
Q2 		$1.53M Buy
+90,669
New +$1.52M 0.17% 103

Other funds holding HEQ

Wells Fargo
Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return
AAM
Advisors Asset Management Monument, Colorado $6.01B AUM 24.74% 1-Year Est. Return
Morgan Stanley
Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return
Invesco
Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return
AQR Capital Management
AQR Capital Management Greenwich, Connecticut $218B AUM 29.41% 1-Year Est. Return
U
UBS Zurich, Switzerland $136B AUM 16.36% 1-Year Est. Return
Bank of America
Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return
Royal Bank of Canada
Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return
TC
TFS Capital West Chester, Pennsylvania $255M AUM 32.31% 1-Year Est. Return
GC
Guggenheim Capital Chicago, Illinois $12.9B AUM 27.3% 1-Year Est. Return

Rivernorth Capital Management's HEQ Position: Q4 2013 in Review

Rivernorth Capital Management sold out of John Hancock Hedged Equity & Income Fund (HEQ) in Q4 2013, closing a stake of 48,304 shares — an estimated $803K sold.

Rivernorth Capital Management first reported a position in HEQ in Q2 2013 and held it in 2 quarters. The position peaked at $1.53M in Q2 2013. 25 funds tracked by Wall St. Rank hold HEQ as of Q4 2013.

  • Rivernorth Capital Management reported no remaining John Hancock Hedged Equity & Income Fund position as of Q4 2013 after selling out during the quarter.
  • Rivernorth Capital Management sold 48,304 John Hancock Hedged Equity & Income Fund shares in Q4 2013, an estimated $803K.
  • Rivernorth Capital Management first reported a position in John Hancock Hedged Equity & Income Fund in Q2 2013 and held it in 2 quarters.
  • Rivernorth Capital Management's John Hancock Hedged Equity & Income Fund position peaked at $1.53M in Q2 2013.
  • 25 funds tracked by Wall St. Rank held John Hancock Hedged Equity & Income Fund as of Q4 2013.

Based on Rivernorth Capital Management's 13F filing for Q4 2013, filed 14 Feb 2014.