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HEQ

John Hancock Hedged Equity & Income Fund

26 hedge funds and large institutions have $39.4M invested in John Hancock Hedged Equity & Income Fund in 2013 Q3 according to their latest regulatory filings, with 4 funds opening new positions, 10 increasing their positions, 4 reducing their positions, and closing their positions.

New
Increased
Maintained
Reduced
Closed

150% more repeat investments, than reductions

Existing positions increased: 10 | Existing positions reduced: 4

18% more funds holding

Funds holding: 2226 (+4)

12% more capital invested

Capital invested by funds: $35.4M → $39.4M (+$4.08M)

2.02% more ownership

Funds ownership: 14.91%16.92% (+2%)

Holders
26
Holders Change
+4
Holders Change %
+18.18%
% of All Funds
0.84%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
4
Increased
10
Reduced
4
Closed
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Wells Fargo
1
Wells Fargo
California
$13.7M +$2.31M +136,700 +20%
AAM
2
Advisors Asset Management
Colorado
$7.32M -$283K -16,753 -4%
Invesco
3
Invesco
Georgia
$6M +$866K +51,242 +17%
Morgan Stanley
4
Morgan Stanley
New York
$5.62M +$1.05M +61,854 +22%
AQR Capital Management
5
AQR Capital Management
Connecticut
$1.46M +$10.7K +634 +0.7%
U
6
UBS
Switzerland
$957K +$97.3K +5,760 +11%
RCM
7
Rivernorth Capital Management
Florida
$803K -$716K -42,365 -47%
Bank of America
8
Bank of America
North Carolina
$636K +$128K +7,591 +25%
Royal Bank of Canada
9
Royal Bank of Canada
Ontario, Canada
$486K +$160K +9,494 +48%
DA
10
Doliver Advisors
Texas
$484K +$54.8K +3,245 +13%
TC
11
TFS Capital
Pennsylvania
$353K +$359K +21,246 New
GC
12
Guggenheim Capital
Illinois
$322K
LPL Financial
13
LPL Financial
California
$290K +$289K +17,085 New
Comerica Bank
14
Comerica Bank
Texas
$265K +$269K +15,921 New
Deutsche Bank
15
Deutsche Bank
Germany
$226K +$133K +7,875 +137%
TJHA
16
Thomas J. Herzfeld Advisors
Florida
$216K
PNC Financial Services Group
17
PNC Financial Services Group
Pennsylvania
$66K
TRCT
18
Tower Research Capital (TRC)
New York
$58K +$45.5K +2,694 +337%
CEMP
19
Compass Efficient Model Portfolios
Tennessee
$42K
Citigroup
20
Citigroup
New York
$30K -$862 -51 -3%
NES
21
New England Securities
New York
$26K -$5.07K -300 -16%
Nomura Holdings
22
Nomura Holdings
Japan
$22K +$22K +1,300 New
FNBT
23
FineMark National Bank & Trust
Florida
$8K
AIA
24
Alerus Investment Advisors
Minnesota
$5K
Manulife (Manufacturers Life Insurance)
25
Manulife (Manufacturers Life Insurance)
Ontario, Canada
$95

HEQ Hedge Fund Activity: Q3 2013 in Review

26 of the 3,084 institutional investors tracked by Wall St. Rank reported a position in John Hancock Hedged Equity & Income Fund (HEQ) for Q3 2013, worth a combined $39.4M — up 12% from $35.4M a quarter earlier.

Buyers outnumbered sellers: 4 funds opened new HEQ positions and 0 closed out — a net gain of 4 holders — while 10 added to existing stakes and 4 trimmed.

The largest buyer was Wells Fargo, adding an estimated $2.31M. The largest seller was Rivernorth Capital Management, cutting an estimated $716K.

  • 26 institutional investors held John Hancock Hedged Equity & Income Fund (HEQ) as of Q3 2013, up from 22 in Q2 2013.
  • Funds reported $39.4M of John Hancock Hedged Equity & Income Fund stock for Q3 2013, up 12% quarter-over-quarter.
  • 4 funds opened new John Hancock Hedged Equity & Income Fund positions in Q3 2013 and 0 closed out, a net change of +4 holders.
  • The largest John Hancock Hedged Equity & Income Fund buyer in Q3 2013 was Wells Fargo, an estimated $2.31M added.
  • The largest John Hancock Hedged Equity & Income Fund seller in Q3 2013 was Rivernorth Capital Management, an estimated $716K sold.

Based on aggregated 13F filings for Q3 2013.